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Winter 1997-98
World Order
UNITY AND DIVERSITY:
HALLMARKS OF A WORLD CIVILIZATION
EDITORIAL
THE SPIRITUAL DIMENSION OF JUSTICE:
PERSONAL EXPERIENCES
JAMES F. NELSON
THE STORY OF JOSEPH IN THE
BÁBÍ AND BAHÁ’Í FAITHS
JIM STOKES
A DETOUR ON THE PATH TO PROSPERITY:
A REVIEW OF GIUSEPPE ROBIATI’S
FAITH AND WORLD ECONOMY
SEN MCGLINN
World Order
VOLUME 29, NUMBER 2
WORLD ORDER IS INTENDED TO STIMULATE, INSPIRE, AND SERVE THINKING PEOPLE IN
THEIR SEARCH TO FIND RELATIONSHIPS BETWEEN CONTEMPORARY LIFE AND CONTEMPORARY
RELIGIOUS TEACHINGS AND PHILOSOPHY
- Editorial Board:
- FIRUZ KAZEMZADEH
- BETTY J. FISHER
- HOWARD GAREY
- ROBERT H. STOCKMAN
- JAMES D. STOKES
- Consultant in Poetry:
- HERBERT WOODWARD MARTIN
WORLD ORDER is published quarterly by
the National Spiritual Assembly of the Bahá’ís
of the United States, 536 Sheridan Road, Wilmette,
IL 60091-1811. The views expressed herein are
those of the authors and do not necessarily reflect
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Assembly of the Bahá’ís of the United States,
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WORLD ORDER is protected through trademark registration in the U.S. Patent Office.
Copyright © 1998, National Spiritual Assembly
of the Bahá’ís of the United States. All
Rights Reserved. Printed in the U.S.A.
ISSN 0043-8804
- IN THIS ISSUE
- 2 Unity and Diversity: Hallmarks of
- a World Civilization
- Editorial
- 4 Interchange: Letters from and to the Editor
- 7 The Spiritual Dimension of Justice:
- Personal Experiences
- by James F. Nelson
- 22 Eclipse of the Moon
- poem by Michael Banister
- 25 The Story of Joseph in the Bábí and Bahá’í Faiths
- by Jim Stokes
- 43 A Detour on the Path to Prosperity
- review by Sen McGlinn
- 48 Jogger’s Demise
- poem by Jennifer A. Sharpe
- 48 Images: My Senses Love
- poem by Jennifer A. Sharpe
- Inside Back Cover: Authors and Artists in This Issue
Unity and Diversity:
Hallmarks of a World
Civilization
THE inexorable process of the unification of the planet is gathering
momentum. As the twentieth century draws to a close and the
world shrinks into a village, many shudder at the prospect of a federation
of nations under a world government. The seemingly endless succession
of totalitarian regimes, with their repressive agendas, that have emerged
during the twentieth century has, understandably, made many people
wary of globalization or the prospect of world government in any form.
In some the phrase itself evokes fears of domination by a sinister and
uncontrollable force. Even the United Nations, an organization of sovereign
states, arouses bitter opposition, at times from the same quarters
that advocate the laissez faire economics responsible for the rise of a world
market, itself a primary instrument of world unification. Powerful states
do not wish to relinquish their dominance; weak ones fear for their very
survival. Nationalist and separatist sentiments are strong among minority
and majority populations alike. They frequently identify unity with
uniformity, with the imposition of a dreadful sameness on all peoples
and the consequent impoverishment of the political, cultural, and even
spiritual life of humanity.
But people need to distinguish between the political machinations of would-be dictators and the impetus toward global unification already spontaneously happening in so many ways that it seems to constitute the animating social principle of the age. In that endlessly varied process can be seen not a reductive drive toward sameness and repressive control but a blossoming of diversity. The remedy for all such fears lies in the concept of unity in diversity, a diversity based not on segregation, particularism, and exclusivity but on a generous appreciation of the variety “of ethnical origins, of climate, of history, of language and tradition, of thought and habit, that differentiate the peoples and nations of the world.”
Bahá’ís believe that world unity is not merely inevitable but desirable;
that the oneness of the human race is a fact seeking its full expression
in a new civilization blending the best achievements of every society and
every culture; that, while national impulses and interests must be subordinated
“to the imperative claims of a unified world,” excessive centralization
[Page 3]
and uniformity must be avoided through the practice of unity
in diversity explained by ‘Abdu’l-Bahá many decades ago. Comparing
humanity to a flower garden, He said:
- How unpleasant to the eye if all the flowers and plants . . . were all of the same shape and color! Diversity of hues, form and shape enricheth and adorneth the garden, and heighteneth the effect thereof. In like manner, when divers shades of thought, temperament and character, are brought together under the power and influence of one central agency, the beauty and glory of human perfection will be revealed and made manifest.
Acceptance of the principle of unity in diversity should allay the fears of those who are concerned about the preservation of the specific qualities of cultures and give renewed confidence to those who strive to hasten the advent of an infinitely varied, infinitely rich world civilization.
Interchange LETTERS FROM AND TO THE EDITOR
THE contents in this issue of WORLD ORDER
certainly demonstrate the Bahá’í principle
of unity in diversity—that is, while collectively
they reflect the magazine’s stated
purpose, “to find relationships between
contemporary life and contemporary religious
teachings and philosophy,” they also
could not be more different in their respective
subjects and focuses, ranging from
the law to mystical narrative to historical
incident to global economics.
Judge James F. Nelson’s “The Spiritual Dimensions of Justice: Personal Experiences” faces head-on the fact that there has been in this country a growing suspicion hardening into a cynical conviction that the law as manifested in our judicial system is incompatible with justice. In sharing thoughts and experiences from his many years both in front of and behind the bench, Judge Nelson has shown that it is possible to make judicial decisions in accordance with moral principles and a genuine respect for justice. He is candid about his personal struggle to find a method of conducting rigid, adversarial trials in such a way that common sense, respect for all human beings, and fairness to all concerned will prevail. In short, one comes away with hope for the U.S. legal system.
Dr. Jim Stokes’s second and last installment of his essay on the evolving meaning of the biblical story of Joseph as it flows through the scriptures of successive dispensations has been eagerly awaited by WORLD ORDER’S readers and by the Editorial Board. The story of Joseph has always made sense in terms of a particular dispensation. In the first installment, published under the title “The Story of Joseph in Five Religious Traditions,” Dr. Stokes elucidated the meanings it has had for Jews, Christians, and Muslims. In the final installment the story of Joseph reaches a universal significance in the Bábí and Bahá’í message that it could not have had in a world unlike ours, united as it is by technological means if not yet united spiritually.
Finally, a review by Sen McGlinn evaluates a book by Giuseppi Robiati—Faith and World Economy, A Joint Venture: Bahá’í Perspective —that explores the relationship between faith and the development of a more stable, equitable world economy. While finding little with which he can agree in the book’s theoretical underpinnings, Mr. McGlinn’s review and the book itself both address, in their own ways, a fundamental concern with how we can establish just and equitable social structures that will sustain and nurture humanity in all its variety.
* * *
To our author Manooher Mofidi and to our
readers we apologize for printing incorrectly
[Page 5]
in our Summer 1997 issue the title of Mr.
Mofidi’s article on collective security. The
correct title is “Post-Cold War Reflections on
Collective Security.” As the article makes clear,
it was only after the end of the Cold War that
the United Nations was able to experiment
in earnest with making collective security a
practical reality.
To the Editor
SHOGHI EFFENDI REMEMBERED
Last night I read the Fall 1997 issue of World Order from cover to cover. It was, by far, the most interesting and well-organized issue I can remember. Every single article was “right there” in tone, spirit, and intelligence. Bravo, bravo, bravo to the Editorial Board.
Who wrote the editorial? It was magnificent— the kind of writing worthy of being plagiarized.
- LYNNE YANCY
- Wheeling, Illinois
I just received Vol. 29, No. 1 (Fall 1997) of World
Order. I like your photographic theme of trees along
with the special issue on the Shoghi Effendi. However,
I would like to point out that one of the
photographs was mistakenly attributed to me. The
three photographs on pages 1, 12, and 24 are,
indeed, mine, but the one on page 48 is by someone
else.
- STEVE GARRIGUES
- Taegu, Republic of Korea
Thank you, Steve, for pointing that out. The photograph
on page 48 in the Fall 1997 issue was taken
by another of our excellent photographers Darius
Himes. The photographs on pages 11, 36, 38, and
48 in that issue capture unique aspects of the gardens
at the Bahá’í holy places in Haifa and Acre—gardens
that Shoghi Effendi so lovingly planned and many
of which he laid out himself. Ed.
THE EQUALITY OF WOMEN AND MEN
Yesterday I read Jane J. Russell’s “Coming Out of the Ice: A Review of Riane Eisler’s Sacred Pleasure in the Summer [1997] issue of World Order. I found it very thoughtful, actually the best article I’ve read on the relationship between men and women. . . .
- DIANE E. SHERWOOD, PH.D.
- President, New Paradigm International
The Spiritual Dimension of
Justice: Personal Experiences
BY JAMES F. NELSON
The purpose of justice is
the appearance of unity among men.
—BAHÁ’U’LLÁH
This essay is a revision of an article published in the Texas Tech Law Review, 27.3 (1996): 1237-49. Copyright © 1996 by Texas Tech Law Review. Copyright © 1998 by the National Spiritual Assembly of the Bahá’ís of the United States.
WHEN students are taught about the American judicial system, they may
come away with the belief that the rules governing the system are pure
rules of law, divorced from notions of religious belief or practice. The general
population, recently having seen on television the function (or malfunction)
of the system, must have concluded that morality has little or nothing to do
with courtroom proceedings. Viewers of the system are led to believe that the
principle of the separation of church and state has isolated the judicial system
from the influence of notions of morality. Such a view is, I believe, far from
representing the true state of affairs. The headwaters of the law are to be found
in principles of natural law and religious beliefs. The currents flowing from
them are based on moral tenets predominantly influenced by inherited religious
beliefs.
Any view of the United States Constitution that separates the doctrines
expressed in it from the spiritual principles from which they sprang is simply
incorrect. Whether one acknowledges the fact or not, the democratic tree of
state has spiritual roots. The Constitution is based on spiritual principles
derived mainly from religious traditions. In fact, it is easy to discern from any
and all of the great religious traditions that all human life has both spiritual
roots and a spiritual goal. Why then should one seek to isolate spiritual
principles from application to the judicial system? The answer is that the
religious traditions that underlie today’s society are in conflict. Society seems
unwilling to acknowledge the similarity of moral and spiritual beliefs that form
the basis of all religion. Instead, it concentrates on sectarian difFerences and
doctrinal disputes. The recognition that all religion upholds the nobility of
humankind and is supposed to promote the well-being and happiness of the
whole has been generally lost. Consequently, the judicial system has, by and
[Page 8]
large, ceased to pay serious attention to what is moral, fair, just, and right
and gives close attention to what is “legal” or procedurally correct. The sad
corollary is that the vast majority of those who watch the system work have
not forgotten basic notions of fairness nor lost their sense of justice. It often
seems that the system and the people in it have gone bad (or mad). It is not
surprising that police, witnesses, victims, lawyers, judges, and juries are in a
state of internal conflict. It appears as if they are playing a game in which
knowledge of the rules and skill at applying them are all that counts. Equity,
fairness, and everything else are irrelevant.
At the same time many judges are constrained not only by the dictates of legislation but also by moral standards personally and deeply held. Indeed, the judge who feels compelled by law to compromise his or her moral standards faces a wrenching dilemma.
Every judge I know has a personal code or set of beliefs by which he or she lives. Even those who profess no religious belief, or even proclaim disbelief, have such a code, for it is virtually impossible for a sound mind to avoid acquiring a sense of right and wrong. How one does this is beyond the scope of this essay. Suffice it to say that it happens and that judges use their sense of right and wrong to soften or avoid the effect of legal precedent that runs counter to it. In this context, I do not hesitate to admit that the principles of my faith, the Bahá’í Faith, have been of constant assistance. The Bahá’í Faith promulgates principles exalting the rule of law. At the same time it provides principles that stress the uniqueness of human beings and the latent potentialities in each of them. Thus there is a framework within which the letter of the law may be fitted to the individual person or case, lessening the need for recourse to “justice” that often provides one solution to a given problem without taking into consideration the nuances of each case.
Although in discussing the spiritual dimensions of justice I frequently refer to principles of the Bahá’í Faith, this is not an essay about the Faith but rather an attempt to put into words some of the principles, assurances, and guidance that have functioned silently and continuously in the background during my service in the legal community.[1]
The Bahá’í principles of which I speak are consistent with the pronouncements
of the founders of religion throughout history. Bahá’ís recognize, as the
fruit of a single Source, the revelation and inspiration that came to Krishna,
to Moses, to Zoroaster, to Jesus, to Buddha, to Muḥammad, and to Bahá’u’lláh,
the Founder of the Bahá’í Faith. These principles are propounded by
Bahá’u’lláh for modern circumstances, and, while they repeat and amplify the
ancient call for adherence to the golden rule, they also demand the application
[Page 9]
of reason and science to ensure that justice and unity are the hallmarks of a
global society.
Drawing on my understanding of the principles of the Bahá’í Faith, I find that the work of a human being and certainly of every judge or lawyer is conditioned by at least three moral, intellectual, and spiritual factors:
- Notions about the nature of human beings;
- Convictions about the purpose of life;
- The relationship between the nature of human beings and the purpose of life and one’s life’s work.
The Law and the Nature of Human Beings
IS A human being merely a higher variety of animal, or does a human have a spiritual side? It should be obvious that the belief or mind set of the judge or lawyer about this question will seriously affect that person’s attitude toward almost any case. It is praiseworthy for a person to become learned, wealthy, strong, self-reliant, successful, and productive. Indeed, the proper acquisition of such virtues is protected by United States’ constitutional system. Helping people to attain these ends and assuring fairness and preventing frustration in pursuing them is a valuable service of the practice of law and a major reason for the existence of the judicial system. I, as do all judges, found myself deeply engaged in the legal protection and furtherance of these beneficial material aims. However, I was always, and still am, saddened when the system I served fails to recognize that there are other values worth attaining and that the judicial process should give weight to these values. Because, no matter how well deserved, personal wealth, fame, strength, and knowledge will not survive a human being’s mortal end, while the acquisition of divine virtues, such as morality and love, the development of arts and sciences, and the promotion of the spirit of the oneness of humanity, will impart everlasting benefit to both society and soul. Hence as I approached the judicial process and the individuals who came before the court, I looked at them, not as animals, but as individuals who possessed nobility.
History and science teach that the dehumanization of a person or a group facilitates the oppression of that person or group. Hate is difficult to muster and apply to someone who has the same human qualities as oneself. Therefore, mortal combatants are impelled to visualize the opponent as subhuman, and rabble-rousers call in question the humanity of their targets. Consider the plight of a young deputy sheriff assigned to work as a guard in the county jail. Awash in a sea of humanity, most of whom are from backgrounds with which the deputy is unfamiliar, he learns to refer to the prisoners as “fish” and to sort them out into “tanks.” Thus, in a simple act of dehumanization, the deputy reduces the risk and stress of relating to the inmates on the basis of a common humanity.
The courts are often little different. In the oppressive race to keep the system
moving and to prevent the ever-looming log jam of cases, persons and causes
[Page 10]
are depersonalized and the “human-ness” of the process is lost. That is why
I believe so strongly in cultivating in myself and in the system an abiding sense
of the nobility of all human beings. In fact, a belief in the noble nature of
the human being is probably the most consistent influence in my daily life,
both on and off the bench. It is also the subject of the greatest stress. For
lawyers and judges are in a business where nobility is often well hidden.
The Law and the Purpose of Life
SINCE human beings are essentially spiritual in nature, the meaning of life is about acquiring indestructible qualities of spirit—love, kindness, generosity, trustworthiness, honesty, service, justice, and the like—and of developing the arts and sciences and promoting the oneness of humanity. The chief goal of human life is, I believe, to foster and help unfold the potential of each individual to develop and reflect spiritual virtues and powers for the progress of society and for strengthening the tools that are the stuff of immortality. Human happiness and prosperity, two things of which the law and its courts are supposed to be the champions and protectors, are, in fact, the products of spiritual and moral development. Work performed in the spirit of service to humankind is, according to Bahá’u’lláh, an important aspect of human life. Work performed with proper motive draws us nearer to God.[2] As I see the purpose of human life, it is to develop moral and spiritual strengths and to use these to build a better civilization. The development of the full potential of every individual and the realization of material prosperity for the planet are firmly interconnected and are dependent upon spiritual attainment. The difficult task is that of implementation.
The Law, Morality, and Real Life
THE potential for conflict between moral conviction and practical convenience
is probably higher in the practice of law than it is in most other professions.
Often two or more sets of values are at play in a transaction or controversy—
values that may not be consistent. The lawyer has his or her own set of scruples
that may be in conflict with the interests and values of the client. The canons
of ethics provide only a partial solution. It is easy to rationalize that a judge
or jury might believe a client whom one does not believe or might trust a
witness in whom one has no trust. In my early days of practice I learned the
satisfaction that comes from adherence to principle, from being able to say
no when the cause is not just, even when I knew other lawyers who would
say yes, for I believed that faith and the principles it inculcates must be
paramount in all phases of life and must not be traded cheaply or compromised
for temporary gain. Thousands of my Bahá’í coreligionists have sacrificed their
[Page 11]
lives rather than compromise principle.[3] For me it is not a question of “harmonizing”
faith with life. Faith is life.
Perhaps it is worthwhile to elucidate what I have referred to as “principle.” The Bahá’í Faith is a faith of principles. The source of these principles is Bahá’u’lláh (1817-92), Who wrote over one hundred volumes about the oneness of God, the oneness of religion, and the oneness of humankind. The principles stated in the Bahá’í writings, which condition the behavior of Bahá’ís worldwide, are statements of what is necessary to end hostility and bring unity to the planet.[4] Some of these principles include the abolition of prejudice, the equality of women and men, agreement between science and religion, a spiritual solution to economic problems, the obligation to work, loyalty to government, the unity of religion, and the oneness of humankind. These principles, coupled with numerous precepts that deal with the transformation of human character, such as trustworthiness, honesty, generosity, and patience, are, I believe, tools for dealing with any situation, inside or outside the justice system. The relationship of these, and of other spiritual principles, to the judicial process itself is in most cases self-evident.
Some examples of personal experience with the application of principle in less obvious circumstances serve to illustrate what may go on in a judge’s mind. I confess that, at the time of these examples, I was not consciously aware of the process involved; I have extracted the principle after the fact.
When I was presiding, or chief, judge of the Los Angeles Municipal Court
in 1980, the court had ninety judges and thirteen commissioners (subordinate
judicial officers) sitting in eight buildings and several temporary structures.
Four of the eight buildings were more than twelve miles from the central
courthouse; one was more than thirty miles away. Some of the buildings were
dedicated to a single purpose, such as criminal case justice or traffic cases;
[Page 12]
others were multipurpose courts. Judges were assigned according to the absolute
dictate of the presiding judge. In the past some judges had complained
that they were assigned to remote locations as a “banishment” for uncollegial
behavior. Other judges saw the assignment process as being biased by racism
or sexism. Whatever the impressions, it was clear that some judges were
assigned to places requiring more than two hours travel from their homes, and
it appeared that the most desirable posts had been given to white males. How
was I to bring a principled change to this situation?
The court administration had always entertained requests by judges for particular assignments or locations. Each judge was permitted a first, a second, and a third preference. Political correctness and tradition required that a judge always make his or her present assignment the first choice. The judge might then indicate as a second choice where he or she really wanted to be; the third choice would be the least wished-for assignment. Once the assignments were made, the requests were discarded. It was difficult for the presiding judge to remember where a particular judge was, let alone to remember where he or she wanted to be. I decided to seek the help of science (a Bahá’í principle) and installed a simple computer to keep track of current assignments, desired assignments, and a schedule for transition from one to the other. An electronic form was devised that contained more information than the old pro forma request. Vital statistics, family situation, distance from the courthouse, and special circumstances were all factored into the selection. Special expertise or handicaps (now called challenges) were also recorded. The selection process was gender and racially neutral (a Bahá’í principle).
But to be effective, action on principle must be sustained. During the first year of its implementation, the new process for assigning judges was mired in a controversy over which main-frame computer operated by the county was responsible for the new function. Two years later the program had been forgotten, and, although the court system is now completely computerized, the assignment of judges is not part of the system. This leads to discussion of another virtue that is difficult—for a judge or for anyone—to cultivate. A person acting in accordance with principle must do so without attachment to the result. The Bahá’í Faith teaches that one should not be attached to an idea or concept after it is fully presented. Whether it is accepted or rejected is not the responsibility of the presenter. Such an attitude helps everyone avoid hurt feelings and conflicts.
Another example of the application of subtle spiritual principles from my
belief system comes from the several years during which I had the privilege
of serving on the California Commission on Judicial Performance, the body
responsible for investigating, hearing, and deciding on complaints of judicial
misconduct and for sanctioning offenders. It can be a test of one’s faith to
hear convincing evidence of gross misbehavior by a judge whom one knows
and in whom one has placed implicit trust. But as a Bahá’í, I understood the
fallibility and frailty of human beings, for Bahá’ís are admonished to cultivate
[Page 13]
a forgiving and sin-covering eye when looking at individuals. However, Bahá’ís
also believe it is the responsibility of the institutions of society to protect, to
punish, and to correct. This principle made it easier for me to be spiritually
consistent and morally proper when voting for condemnation and punishment
of persons with whom I had or would have a continuing relationship.
Fostering the equality of women and men—yet another spiritual principle —was another opportunity for drawing on spiritual principles in my work as a judge. Bahá’ís believe that women and men are equal and that women must be involved in policy and decision making at the highest levels. During my tenure as Assistant Presiding Judge and Presiding Judge in Los Angeles (1979-81), I was able to establish a merit procedure for selecting judges to supervise the various special departments of the court. Before that time the standard for selection had been what was known as the “Good Old Boys’ Reward.” Since 1981 women have continued to serve with distinction in supervising positions. In 1986 I was also eager to step outside the judicial arena to help found Women for International Peace and Arbitration (WIPA), a worldwide organization that seeks to educate women and girls to fulfill their highest potential and to encourage both men and women to assume responsibility for fostering equality. For, until women have achieved their proper status and influence, the peace of the world will not be assured.[5] WIPA had a significant presence at the United Nations Fourth World Conference on Women in Beijing in September 1995.
Perhaps the spiritual principle that has been of the greatest personal assistance
since I became a lawyer is the Bahá’í redefinition of justice.[6] To Bahá’ís,
justice is more what one does than what one gets. Thus one is charged to act
with fairness as well as to judge with fairness. One should try to consider the
needs of his or her neighbor as superior to one’s own.[7] Lawyers and judges
are engaged in a continual dialogue about means to make the disposition of
cases less variable and capricious. Bench and bar conferences are held frequently
to address the problem of the uneven and often prejudicial dispensing
[Page 14]
of justice by courts. Often the most meaningful assistance to the court in this
regard comes from groups and organizations outside the judicial process and
even outside of the legal profession. Procedures, and even codes of law have
been changed after suggestions given from such varied sources as chambers
of commerce, service clubs, law societies, and law reviews. Dissatisfaction with
the U.S. system of justice has led to a multiplicity of groups proposing changes
to its structure and its philosophy. There are substantial numbers of people
devoted to such a change. In my opinion, judges are well advised to participate
in activities and discussions about the justice system with as wide a range of
discussants as possible. I have heard judges say, usually quoting Oliver Wendell
Holmes, “The purpose of the law is not to administer justice in the abstract
but rather to put an end to disputes.” Whether Holmes said this or not, the
notion is conveyed that it is all right if a litigant does not receive justice as
long as the battle is ended.
The Bahá’í Justice Society, which I was pleased to help organize before my tenure on the bench began, has worked as a multidisciplinary body to help make the judicial process understandable and to improve its functioning. It seems to me that the frictions in society that lead to the intervention of the judicial system could largely be avoided if the simple Bahá’í redefinition of justice were adopted. The Bahá’í Justice Society is a global organization of lawyers and lay people dedicated to the adoption of this redefinition. In the Justice Society, principal attention is given to the formulation of community-based alternatives to the formal judicial process. Consultation, mediation, and arbitration were espoused by this organization long before they became the fashionable topic they are today in judicial circles. The Justice Society has assisted its members in starting neighborhood justice centers featuring strong participation by lay people in the resolution of disputes that otherwise would have to be tried in court. As a judge, each time I saw a case referred to these alternative fora, I appreciated the reduction of time, money, and anguish expended by the formal judicial system. I was pleased every day of my judicial service to see how the Bahá’í Justice Society directed its attention to dispute prevention, suggesting early intervention in domestic violence and substance abuse cases and in many cases providing the means for that intervention.
Yet another spiritual principle that helped me in my judicial duties was that
of patience.[8] It helped me to know that there is a higher power on which to
rely. Speaking as a lawyer and a judge, it is ironic that the judicial process itself
has been the source of some of the most severe tests to my patience and Bahá’í
sensibilities. The adversarial system is geared to the “winner-loser” format
where forensic skill and material resources can often thwart justice. When I
first became a judge, I tried to make up for the apparent imbalance in most
[Page 15]
cases by weighing in on the side of the under-represented litigant. Understandably,
the lawyers, who, quite properly, did not see this as my role, were angered.
Over the years the Bahá’í administrative system has shown me a better way
to seek truth and resolve disputes.
The Bahá’í process is called consultation and resembles mediation although it differs in some significant areas. Bahá’í consultative bodies are legislative and quaisijudicial institutions called spiritual assemblies. The assembly, composed of nine elected individuals, is responsible for collecting facts, investigating, and making decisions. The process of consultation is unfettered discussion without reference to formal and rigid rules of evidence or procedure. Ascertainment and verification of fact constitute the primary steps in the consultative process. The notion held by the state system that the evaluators of evidence cannot sensibly distinguish between that which is reliable and that which is not is, I believe, no longer viable. I never could accept that in this day of information inundation lawyers and judges could distinguish truth from error, but ordinary people could not. All of my experience with the Bahá’í system and neighborhood centers shows that ordinary people can.
The Bahá’í system, the diversity of views, and the perspectives of several individuals viewing a proven state of fact gives a far greater chance for accuracy of decision than does the judicial system. Meanwhile, the consultative system makes every attempt to mend and preserve the relationship between the parties so that later difficulties may be avoided.
Any attempt to restructure the trial process according to the pattern of consultation used by Bahá’í spiritual assemblies is, of course, futile. However, a strong tide of support for alternative forms of negotiation, mediation, arbitration, and settlement of disputes without trial now exists. Bahá’ís find it easy to support such a trend. In 1981, with private financing, I helped form a Community Dispute Resolution Center in Los Angeles, which continues to operate under state funding. I still believe that trials are appropriate for some cases but that other means of resolution, such as arbitration and mediation, are best for the majority of cases.
There is a corollary to my belief that trials today may not be the best way to resolve disputes. It has to do with forthrightness and preserving truth in the fact-finding process. My experience as a Bahá’í and with the Community Dispute Resolution Center has led me to believe that rigid procedures and certain rules of evidence have outlived their usefulness. I have observed that ordinary people who are educated and mature have little trouble distinguishing the relevant from the irrelevant, truth from falsehood. Hence there is scarcely a need for rules that require the strict exclusion of hearsay or opinion. Likewise, the marble “palace of justice,” far removed, both in time and in distance, from the subject event or injury, seems less and less necessary or even irrelevant. A swifter, closer, gentler, more just process is required.
Early in my judicial career my twelve-year-old daughter and I discussed the
so-called “exclusionary rule.” I explained that the rule required that evidence
[Page 16]
that had been seized by officers in an unlawful manner was excluded from
consideration by the court. This was to punish the officer for his or her conduct
and to make officials more careful about the rights of citizens. My daughter
cut immediately to the point when she observed, “Then you let two guilty
people go, the defendant and the crooked policeman!” The logic was impeccable.
I am as outraged as any judge at the conduct of unscrupulous police, for, arguably, the greatest power ever wielded by an individual is that wielded by the policeman on the street. My fellow judges and I are frustrated by the fact that all judicial efforts to curtail unlawful searches and seizures have failed. I understand the pressure to take the extreme step of evidentiary exclusion as a last effort. Unfortunately, that last effort, too, is a failure.
I have read and heard hundreds of arguments about the deterrent effect of the exclusionary rule. I have even heard policemen tell how they were deterred from a doubtful seizure. But they were good policemen. The rule does not deter bad policemen, the real targets of the rule. Hence doors are broken down, automobiles are searched without probable cause, and the constitutional rights of people are violated by bad policemen who lie about it. And, if they are caught, what does it matter? The prosecution loses the evidence and maybe the case. It is like punishing a person by revoking her brother’s library card. My beliefs require that the offender be held accountable and punished.
Punishment of an errant police officer, I found during my days as a deputy district attorney, is best accomplished by direct action, either prosecution or suspension without pay for a period of time. These “days off,” as they are called in the ranks, are effective. I have never seen an officer truly hurt because evidence was rejected. I have seen officers blame it all on “soft” judges. Economic or criminal sanctions are much more effective.
Spiritual principles have also had an effect on the areas of my judicial work
that brought the greatest satisfaction. I look back with great fondness on my
years in juvenile court, though most judges do not consider juvenile court a
prime judicial assignment. Such a post is often given to judges who are new
or not in favor with the presiding judge. But I found juvenile court a rare
opportunity to make a difference, to refocus lives while there was yet time.
The court on which I served had a vigorous bench dedicated to improving
available opportunities for youth and to structuring sound opportunities for
changes in patterns of behavior. It was working. And it was bringing satisfaction.
Of course, this was before Gault (1964) and its progeny closed the doors
to helpfulness and, in the name of constitutional rights, turned the court into
a junior criminal court, indistinguishable from its big brother.[9] Before Gault
a judge could talk with the accused delinquent, seek the advice of the police,
meet with the family, and provide a program blending punishment with social
[Page 17]
services and counseling. Now judges are restricted to the management of a
court calendar burgeoning with lawyers and documents.
The gross Violations of the sort denounced in Gault and the succeeding cases that overturned the juvenile court system should certainly have been condemned. There is no justification for coerced confession, star-chamber proceedings, or indefinite confinement without charge. Where such violations took place, they should have been dealt with. Because they were not, the barrel was spoiled. When I returned from juvenile court to the regular criminal courts, the only noticeable difference was the better quality of the court building.
An example from my early days as a juvenile judge shows how attention to the nobility of the human species brings results. The defendant before me was charged with mayhem. It was the only time in twenty-five years on the bench that anyone had come before me, or any other judge known to me, charged with mayhem. The young adult male whom I shall call Donald (not his name) had tired of his aging father’s tendency to “get in his face” during their frequent arguments and in a deft dental maneuver had bitten off his father’s nose. Donald’s mental condition was called into question early in the proceedings, and he was sent to a psychiatrist for examination. During the psychiatric examination, while Donald was being held in a medical facility, he somehow gained the impression that all his troubles were my fault. He started to write me letters in which he suggested that, when he got out of confinement, I would need the services of the plastic surgeon who had successfully reattached his father’s nose. I referred the letters to all the appropriate agencies and waited for Donald’s return to court. Surprisingly, Donald was found capable of cooperating with counsel and able to stand trial. His level of participation at the trial itself was confined to a stony and continuous stare—at me.
Donald was found guilty of mayhem, and I placed him on probation upon the condition that he spend a suitable time in prison and an even more suitable time in psychiatric counseling.[10] Prison did nothing to cool his passion for missive threats. In fact, the letters now carried messages of death by poison or bomb. Again I referred the letters to proper agencies. My staff and I began to discuss the matter of Donald and how we should handle his eventual return to court for his probation report.
One morning, long before his scheduled return date, Donald appeared at the rear entrance to the courtroom. He was alone, unguarded, and free. The bailiff rushed to confront him while I announced a short recess. Minutes later the bailiff came into chambers and announced that Donald was carrying nothing more dangerous than his release papers, which he had obtained that morning.
While Donald remained unrestrained in the courtroom, the bailiff, the
[Page 18]
court clerk, and I huddled in chambers to hold a principled and philosophical
discussion. The bailiff and the court clerk reminded me of my frequent
statements about the nobility of every human soul and suggested that, since
there was no present danger from Donald, we should interview him and try
to discover where his nobility was buried.
I reminded the bailiff that Donald’s teeth had been his principal weapon and arranged to have Donald seated across the chambers, well out of tooth range. The conversation that followed was very revealing. Donald said that he had come to court immediately after his release specifically to see how I would react to his presence. He thought that I would react by having him excluded from the courtroom or even removed from the building. He would then be sure that I was the enemy. He appeared limp and confounded when he was asked to come into chambers and talk privately. (Meanwhile, I had the court staff calling all over Los Angeles to see whether he was really supposed to be free.)
It turned out that Donald was quite well spoken about his difficulties and was not sure why he had decided that the world was against him. He had been both pampered and abused as a child and had never escaped from the domination of his parents. He said that he had seen me as a replica of his domineering father. But he could never talk to his father about what was troubling him. He asked if he could talk with me.
Thereafter, almost every morning for the better part of a year, Donald would drop by with his question for the day. It was always about the purpose of life, the destiny of the human soul, the spiritual value of work, or learning to like people. The clerk and the bailiff would try to anticipate the next day’s question, and I would search the Bahá’í writings for a helpful response. Donald soon stopped coming all the way back to chambers and, instead, adopted the bailiff as his confidant. The two became friends. Personal visits by Donald evolved into daily telephone calls to the bailiff, who continued to report to me on the remarkable turnaround of a troubled soul. The families of the two men became friends and their children playmates.
I have never forgotten this unusual incident and its convincing reinforcement of the Bahá’í principle that human beings are created noble and that, if one can somehow acknowledge and magnify the good qualities in what seem to be the worst of people, those qualities can overcome the bad. This principle is extremely difficult to follow in a judicial system that has given up on the idea of rehabilitation and seeks only to punish and to deter. The mounting pressure of legions of cases makes any kind of assessment of individual potential for reformation virtually impossible. It is, therefore, easier to close one’s eyes and send people away, assured of failure. This inability of the system to stem the tide of lawlessness and correct aberrant behavior is to me, as a Bahá’í, the greatest sorrow. Judges can, at best, conduct a holding operation until society finds that the pursuit of technological progress and material prosperity is fruitless without training in moral values and unity.
[Page 19]
The “Donald” experience is an excellent example of where the judicial
process and the art of human relations have divergent applications and,
consequently, differing results. No one could confidently expect the prison and
probation system to restore Donald to productive, responsible citizenship. One
could only expect that it would keep him from further mayhem during his
incarceration. Yet simple, homespun intervention, while successful in Donald’s
case, can hardly be expected to work any universal magic. Is it not possible
to provide other meaningful alternatives to the formalistic and rigid system
now being used?
The connection between expectations and the spiritual satisfaction one gets from his or her work is evident. If one expects to live one part of one’s life in a business or profession and another part in religion and faith, it is relatively easy to compartmentalize the two and ignore conflicts. If one expects to carry spiritual and moral principles as taught by religion into the secular workplace, the stage is set for conflict and tension. Here one must answer the following questions:
- What do my religious beliefs teach me about how I perform my job?
- Are my faith and my chosen occupation in harmony or conflict?
- How do I achieve congruence between my religious convictions and my professional responsibility?
Since Bahá’ís see professional life as a vehicle for the implementation of spiritual ideals, they might propose the following answers.
- The Bahá’í Faith teaches that work should be performed in the spirit of service to humanity. One must strive to bring to the job trustworthiness, patience, loyalty, forbearance, truthfulness, diligence, and justice.
- Most occupations are concerned with service, which cannot be incompatible with faith. In my own case I was obliged as a judge to uphold the law of the land, which presented no conflict with my obligation as a Bahá’í, which was also to obey and uphold that law.[11]
- By striving to bring the moral characteristics outlined above into one’s work and by assiduous adherence to principle, one can lessen incongruencies.
Answering the questions in words is easy. Gaining consistent practical
application is what faith is about—striving in the face of difficulty. Attachments
to tradition, prejudices, and sentiment are always hindrances to faithful
performance. For example, I once had before me a Hollywood celebrity charged
with an offense. The evidence of his guilt was meager, at best, but the media
gave great attention to the case, emphasizing the defendant’s general reputation
[Page 20]
for carousing and his previous troubles with the law. The defendant was found
guilty. I was and am convinced that the verdict in the case was greatly
influenced by slanted reporting in the press, a skillful pandering to public
feeling in the prosecutor’s argument, and an excessively casual attitude of
defense counsel. The jury had not been sequestered, reinforcing my doubts
about whether admonitions to juries to refrain from watching or reading media
coverage are effective.
Here was an example of how community sentiment and the approval or disapproval of family, peers, and friends exert their unseen pressures. The trial had been properly conducted. The verdict was popular, and so was I. I could legitimately say that the jury had spoken and that the letter of the law had been followed. But I did not feel right. Expediency had overridden principle. Hence I granted a new trial. The next day the newspapers hailed “________ Released by Judge After Conviction.” Vindication was slow in coming. More than a year later the defendant was acquitted by another jury. One newspaper gave it half a column on an inside page. This was also a lesson to me. If one acts on principle, the act must be its own vindication. One cannot expect accolades. If one does it for praise, one’s motive is suspect, and the result may be amiss. Without hesitation, I can still say that I would do the same thing today.
One must have no doubt that adherence to principle works, even when the tides of popular culture are running against it. Have the principles of my faith contributed positively to my career at times of crisis and success? Any judge will tell you that the physical task of judging is far easier than that of lawyering. Making decisions takes far less energy than does influencing decisions. But every judge will also tell you stories about the finest lawyers in the business who approached mental catatonic paralysis on the bench when faced with a close decision. What happens? Decision making, especially under the pressures of time and the persuasiveness of skilled advocates, involves a different moral perspective. Fairness is far more difficult to practice than advocacy. Mental torment is a staple of a judge’s life. To me there is no preparation for this except a sound infrastructure of principles, many of which have religious and moral roots. Bahá’í principles have been invaluable to me in times of crisis.
But what of success? The days when judges toiled in anonymity and were automatically presumed to be paragons are past. Now judges receive plaudits and avoid criticism according to their visibility and the public perception of their work. This phenomenon may put pressure on the judge to seek the public eye and garner praise. As I have explained earlier, when work is done in search of reward or praise, the spiritual value of that work is questionable. The Bahá’í writings state that behavior should be based on principle and not on the expectation of courting favor or avoiding criticism. This principle has helped me enormously in my work as a judge.
In the last analysis, I cannot believe that it is possible for anyone to persevere
and succeed without substantial reliance upon his or her moral reservoir. For
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a judge this is no less true simply because he or she may have an excuse that
the “law” requires a departure from personally held principles. A judge who
feels able to divorce law from morality is subject to judicial schizophrenia. The
law itself is based on fundamental principles of fairness and human rights.
These are the unalienable gifts of the same God who favored us with religion.
The task, it seems to me, is to recognize the practical value of that gift.
- ↑ For an introduction to the Bahá’í Faith, see, for example, William S. Hatcher and J. Douglas Martin, The Bahá’í Faith: The Emerging Global Religion (San Francisco: Harper, 1984).
- ↑ Bahá’u’lláh, The Kitáb-i-Aqdas: The Most Holy Book, ps ed. (Wilmette, Ill: Bahá’í Publishing Trust, 1993) n56.
- ↑ See Bahá’í International Community, The Bahá’ís in Iran: A Report on the Persecution of a Religious Minority, rev. ed. (New York: Bahá’í International Community, 1982).
- ↑ Consider, for example, the following: “Be generous in prosperity, and thankful in adversity. Be worthy of the trust of thy neighbor, and look upon him with a bright and friendly face. Be a treasure to the poor, an admonisher to the rich, an answerer to the cry of the needy, a preserver of the sanctity of thy pledge. Be fair in thy judgment, and guarded in thy speech. Be unjust to no man, and show all meekness to all men. Be as a lamp unto them that walk in darkness, a joy to the sorrowful, a sea for the thirsty, a haven for the distressed, an upholder and defender of the victim of oppression. Let integrity and uprightness distinguish all thine acts. Be a home for the stranger, a balm to the suffering, a tower of strength for the fugitive. Be eyes to the blind, and a guiding light unto the feet of the erring. Be an ornament to the countenance of truth, a crown to the brow of fidelity, a pillar of the temple of righteousness, a breath of life to the body of mankind, an ensign of the hosts of justice, a luminary above the horizon of virtue, a dew to the soil of the human heart, an ark on the ocean of knowledge, a sun in the heaven of bounty, a gem on the diadem of wisdom, a shining light in the firmament of thy generation, a fruit upon the tree of humility” (Bahá’u’lláh, Epistle to the Son of the Wolf, trans. Shoghi Effendi, 1st ps ed. [Wlmettm Ill.: Bahá’í Publishing Trust, 1988] 93-94).
- ↑ ‘Abdu’l-Bahá, The Promulgation of Universal Peace: Talks Delivered by ‘Abdu’l-Bahá during His Visit to the United States and Canada in 1912, comp. Howard MacNutt, 2d ed. (Wilmette, Ill.: Bahá’í Publishing Trust, 1982) 108.
- ↑ Bahá’u’lláh has written: “O Son of Spirit! The best beloved of all things in My sight is Justice; turn not away therefrom if thou desirest Me, and neglect it not that I may confide in thee. By its aid thou shalt see with thine own eyes and not through the eyes of others, and shalt know of thine own knowledge and not through the knowledge of thy neighbor. Ponder this in thy heart; how it behooveth thee to be. Verily justice is My gift to thee and the sign of My loving-kindness. Set it then before thine eyes” (The Hidden Words, trans. Shoghi Effendi [Wilmette, Ill.: Bahá’í Publishing Trust, 1939] AHW 2).
- ↑ “. . . man should not prefer himself to others, but rather should sacrifice his life and property for others” (‘Abdu’l-Bahá, Selections from the Writings of ‘Abdu’l-Bahá, comp. Research Department of the Universal House of Justice, trans. Committee at the Bahá’í World Centre and Marzieh Gail [Haifa: Bahá’í World Centre, 1997] 302).
- ↑ The seeker “must cling unto patience. . . .” (Bahá’u’lláh, Gleanings from the Writings of Bahá’u’lláh, trans. Shoghi Effendi, 1st ps ed. [Wilmette, Ill.: Bahá’í Publishing Trust, 1983] 265).
- ↑ In re Gault, 387 US 1 (1964).
- ↑ Cal. Penal Code, Art. §205 (West 1988).
- ↑ “Obedience to the regulations and orders of the state is[,] indeed, the sacred obligation of every true and loyal Bahá’í” (Shoghi Effendi, The Light of Divine Guidance: Letters from the Guardian of the Bahá’í Faith to Individual Believers, Groups and Bahá’í Communities in Germany and Austria, 2 vols. [Langenhain, West Germany: National Spiritual Assembly of the Bahá’ís of Germany, 1985] 1:54).
[Page 22]
22 WORLD ORDER: WINTER 1997—98
Eclipse of the Moon
- Two Iroquois,
- Master and Disciple,
- sat under skins silently in thought.
- Hiawatha the Disciple
- pondered his cat-like Master,
- and said to himself:
- “Deganawida dances through stories,
- focuses our thoughts,
- banishes grief.
- “Deganawida dances through stories,
- “He sits on the bank,
- so alone yet so many;
- his hunt is never over.
- “He sits on the bank,
- “Released by the Eagle,
- he soars over deep water;
- his descent is felt by all.
- “Released by the Eagle,
- “Coming up wet,
- he meets the Dove,
- and remembers who he is.
- “Coming up wet,
- “Tan arms welcome the seekers,
- and beckon to the multitude
- hesitating on the shore.
- “Tan arms welcome the seekers,
- “Adoration greets him,
- fanning his envy,
- as only he can know it.”
- “Adoration greets him,
- Master Deganawida stirred,
- brought back from the abyss
- to the question before him:
- “You ask, faithful Hiawatha:
- why goes the moon from full to crescent,
- why becomes the orphan-king a queen’s knave?
- “You ask, faithful Hiawatha:
- “You can only learn the answers
- after you are cast out of villages
- for asking the wrong questions.
- “You can only learn the answers
- “For then you will ask the right questions,
- and all the villages
- will answer with one voice.
- “For then you will ask the right questions,
- “Even the pale-eyed ones from the Farther Shore
- will listen with interest;
- but they will steal what you give away.
- “Even the pale-eyed ones from the Farther Shore
- “And when your words are offered back to you
- by them who stole them,
- know that you and I can rest.”
- “And when your words are offered back to you
- The Disciple departed with many questions,
- but unburdened with doubt
- he sat lightly on his mount.
- Hiawatha rode hard that night,
- illuminated by the full moon;
- he became a new dawn lighting up the west.
—Michael Banister
Copyright © 1998 by Michael Banister
The Story of Joseph in the Bábí
and Bahá’í Faiths
BY JIM STOKES
Copyright © 1998 by Jim Stokes. For their generous assistance in suggesting sources and offering encouragement in this project, I would like to thank B. Todd Lawson, Ahang Rabbani, and Habib Riazati.
THE first installment of the story of Joseph
in five religious traditions followed
that story through its successive appearances
as a mystical narrative within Judaism, Christianity,
and Islam, showing how the story has
been repeatedly used to symbolize the life
and mission of the Manifestations of God—
the great and mysterious beings Who successively
brought those religions into being.[1]
While all three faiths arose uniquely in different
times and historical situations, the story of
Joseph, when retold, seems to encapsulate a
process that, while unique in its particulars,
is the same in its essential features. Guided
by superior spiritual knowledge, the new Manifestation
always brings teachings that aim to
purify religion and revivify humanity. He is
attacked by those who fear, envy, or otherwise
oppose Him, seeking His death and the
death of His Cause. After much suffering
and apparent defeat, He and His followers
prevail, and a new and vital religion emerges
that eventually changes the course of civilization.
It is a story and a process with numerous
literary and historical analogues in
other cultures as well.
In Judaism, because of its antiquity, the story of Joseph survives as a biblical narrative, the literal connection of which with a specific historical figure is shrouded in the mists of time. In early Christianity, the story was seen to parallel and prefigure the story of Christ. In Islam, Muḥammad Himself invested the story with special importance by personally identifying it with His own spiritual mission. Today the story has taken on a new and contemporary significance in that it also occupies a place of great importance in two related religions—the Bábí and Bahá’í faiths—that appeared within a nineteen-year period in Persia (modern day Iran) during the last century. In these two religions the extraordinarily resilient story of Joseph retained its character as a mystical narrative, and, in the case of the Bábí Faith, it also figured in historical events associated with the very creation of that Faith.
Historical Context
TO understand how the story of Joseph came
to be so prominent in the Bábí and Bahá’í
religions requires some background, especially
concerning the question of spiritual authority
within Shiah Islam. As explained in the
first installment of the story of Joseph, Shiah
Islam, the principal religion of Iran, differs
from Sunni Islam (the other major branch of
Islam) in its belief that, after the death of
Muḥammad, legitimate spiritual authority
devolved not to the caliph (an elected ruler),
[Page 26]
as the Sunnis believed, but to Muḥammad’s
son-in-law ‘Alí (the first Imam) and thereafter
successively to eleven other Imams chosen
from ‘Alí’s lineal descendants.[2] Shiah Muslims
believe that, to prevent his assassination,
the Twelfth Imam, while still a boy, was taken
by God in the year A.H. 260 (874 C.E.) into
“occultation,” a state of being alive but veiled
from the world, and that he would return as
the Promised Qá’im after a thousand years
had passed.[3] Words of Muḥammad in the
Sura of Adoration made similar reference to
the importance of a date that Islamic scholars
had reckoned as A.H. 1260 (1844 C.E.). Thus
during much of the nineteenth century a
millennial fervor pervaded some religious
groups within Iran, as it did in other religions
throughout the world.
But there was also an historical conflict about spiritual authority and the interpretation of reality within Shiah Islam itself, reflected in a long struggle for dominance between two approaches known as the Uṣúlís School and the Akhbárí School (or School of Isfahan), a struggle essentially won by the Uṣúlís. Since the seventeenth century, Shiah Islam in Iran has been dominated by conservative ‘ulamá of the Uṣúlí School, clerical classes of men trained in philosophy, theology, and especially religious jurisprudence, whose approach favors the scholarly use of reasoning and technical commentary to adjudicate matters of religious law and interpretation.[4] The approach favored by the conservative ‘ulamá tends to focus authority and status in the most learned among them and to make deductive logic the dominant mode of thought (similar to the approach in the scholastic Christianity of the European Middle Ages).
In contrast, the School of Isfahan, a movement with ancient roots in Islam, was characterized by the belief that learning should combine both rational and intuitive knowledge and that spiritual understanding could come to one not just through analytical thought but also through a mystical quest or search for illumination, preceded by a regimen of spiritual purification and discipline. It is an approach similar to that of the Sufis but different in that its goal is not so much to achieve ecstatic feelings of mystical union with God as to uncover esoteric meanings that lead one toward spiritual understanding of God’s will.[5] Well before the nineteenth century the Akhbárís had been effectively marginalized by the Uṣúlís, who found some of their beliefs heretical.
But in the early nineteenth century Akhbárí
beliefs gained new prominence with the
appearance of a movement called the Shaykhí
School, in which many of the millennial
expectations of Shiah Islam began to crystallize.
The founder of the Shaykhí movement
was Shaykh Aḥmad-i-Aḥsá’í (1753-1825), a
widely respected spiritual thinker. Born in
Bahrain (a center of Akhbárí belief), he
eventually settled in Iran where he attracted
the intense devotion of numerous followers
and the opposition of important conservatives
among the ‘ulamá. Shaykh Aḥmad
appointed as his successor one of his distinguished
followers, Siyyid Kaẓim-i-Rashti
(1793-1844), who promulgated the teachings
of Shaykh Aḥmad but introduced an
element of intensified urgency, arguing that
[Page 27]
with the approach of the year 1844 the reappearance
of the Hidden Imam was imminent
and that every soul should seek him by
undertaking a mystical and a literal search.
The story of Joseph was to become central
in that collective quest.[6]
In the differing responses to the Shaykhí beliefs are crystallized the most compelling religious questions of the age: Should one expect the literal “return” of the Hidden Imam, or did the veiled prophecies of Muḥammad and those from tradition have a different meaning? Would the Hidden Imam return as his former physical self or as an essential spirit manifested in a new physical person? Most important, did the power to recognize Him and confirm His legitimacy rest in the hands of the ‘ulamá as a class or within the individual heart of every seeking soul to be discovered independently of mediation by the clergy?
For conservative ‘ulamá—the Uṣúlís—the Shaykhí response to these questions represented a great threat to their authority. For the Akhbárís, who believed in the imminent return, the words and traditions of the Prophet on that subject and related mysteries took on a personal urgency. Prophecies concerning the date of the return were clear enough: It would occur in 1844. And since Muḥammad Himself had invested the story of Joseph with uniquely important status, calling it the “fairest” of stories, the Shaykhís assumed that it must bear upon that greatest of mysteries, the reappearance of the Twelfth Imam.[7] But its precise relevance was profoundly unclear. Even Siyyid Káẓim, when asked for a commentary on the Sura of Joseph, could only say: “‘This is, verily, beyond me. He, that great One, who comes after me will, unasked, reveal it for you. That commentary will constitute one of the weightiest testimonies of His truth, and one of the clearest evidences of the loftiness of his position.’”[8] It is obvious that Siyyid Káẓim saw a direct link between the story of Joseph and the return.
The Bábí Religion
THE Bábí religion emerged from the matrix
of Shaykhí thought with the story of Joseph
being central to the events of its dramatic
[Page 28]
birth. The Founder of the Bábí religion—its
Manifestation—was a descendant of the
prophet Muḥammad, a young man named
Siyyid ‘Alí-Muḥammad, born on 20 October
1819 in the city of Shíráz in Persia. At the
inception of His Faith on 22 May 1844,
when He was twenty-five years old, He assumed
the title of the Báb (meaning the
Gate) and announced to His first follower
His claim that He was the Qá’im, the Promised
One of Islam.[9] But He also taught that
He was the forerunner of a second Manifestation
with an even greater mission than His
own, Who, He said, would become known
to the world shortly after the Báb’s own mission
had been completed.[10]
Several of the Báb’s close relatives, as well as His tutor, were disciples of Shaykh Aḥmad and Siyyid Káẓim. Clearly the Báb Himself was familiar with and sympathetic to this heterodox group of millennialists who firmly rejected the belief of the orthodox Muslims that the Hidden Imam would reappear as his former physical self (much as Christ Himself was expected by some Christians to appear literally in the clouds); But most of them believed just as firmly, with growing intensity, that the Promised One—Who Siyyid Káẓim had said was already present among them—would soon be “made manifest.”[11]
Indeed, an incident related by Nabíl in The Dawn-Breakers strongly suggests that for Siyyid Káẓim and one of his followers the Báb arranged a meeting purposefully intended to evoke images from the story of Joseph as a veiled way of confirming His own station as the Promised One. According to the follower, Siyyid Káẓim unexpectedly summoned him one day at dawn and asked him to accompany him to the dwelling of a visitor—the as yet undeclared Báb—Who welcomed them into “a chamber bedecked with flowers and redolent of the lovliest perfumes” and then presented them with a filled silver cup, quoting from the Qur’án as he did so, “A drink of pure beverage shall their Lord give them.” Given the Jewish and Islamic tradition associating Joseph with fragrant aromas metaphorically reflecting his moral beauty, and recalling the moment when Joseph ushered his unsuspecting brothers into His presence, the Báb appears to have been using the story of Joseph to make an announcement in dramatic but veiled terms that Siyyid Káẓim would have understood and taken literally but that the follower would understand once the Báb made a public declaration of His mission. Three days later, when the Báb attended a class conducted by Siyyid Káẓim, Siyyid Káẓim fell silent. When his students begged him to resume his lecture, a ray of light fell upon the Báb’s lap. Siyyid Káẓim pointed to it and said, “What more shall I say? Lo, the Truth is more manifest than the ray of light that has fallen upon that lap!”[12]
With increasing awareness that the time of the return was imminent, Siyyid Káẓim had exhorted his followers to prepare themselves to undertake a literal and mystical search for that Promised One, a search that must begin, he said, immediately upon his own passing, which occurred on 31 December 1843.[13]
With the death of Siyyid Káẓim, his followers
fell into confusion and inertia, but in
late January 1844 one of the most distinguished
[Page 29]
of them, a young scholar named
Mullá Ḥusayn-i-Bushrú’í, who had been
absent at the time of Siyyid Káẓim’s death,
returned. After preparing himself with forty
days of prayer and fasting, he set out, in
accordance with the commands of his late
master, upon a quest to find the Promised
Qá’im. He traveled (with two companions)
first to Búshihr, thence to Shiraz, where he
was met outside the city gates by the Báb
Himself, Who welcomed him with an embrace
and an invitation to His home. It is
clear from the reported words of Mullá Ḥusayn
that he did not, at that point, know the Báb,
though the Báb certainly seems to have recognized
him, indeed to have been waiting for
him. Mullá Ḥusayn reports that, having
accompanied the Báb to His home, he was
received with the utmost courtesy and hospitality.[14]
During the course of that evening
the Bábí Faith was born, and Mullá Ḥusayn
became the first person to believe in the Báb.
Not only was the story of Joseph a factor in
that event; it was the vehicle by which the
Báb, having inaugurated the new religion,
offered proof of His claim.
About an hour after arriving at the house of the Báb, according to the reported words of Mullá Ḥusayn, the Báb revealed to His visitor the station that He claimed. Thrown into confusion and doubt by this overwhelming announcement, Mullá Ḥusayn remembered having earlier vowed to himself that, should he meet One Who claimed to be the Qá’im, he “‘would ask him to reveal, without the least hesitation or reflection, a commentary on the Sura of Joseph, in a style and language entirely different from the prevailing standards of the time,’” a task that Siyyid Káẓim had been unable to perform. While Mullá Ḥusayn was silently pondering his vow, the Báb offered observations on several other topics. Then, unbidden, He said, “‘Now is the time to reveal the commentary on the Súrih of Joseph,’” whereupon, in a short time, without once stopping, He revealed the first chapter—the Sura of Mulk—of His Qayyúmu’l-Asmá’, His Commentary on the Sura of Joseph, a work that would eventually cause many Persians to declare their belief that the Báb was, indeed, the Promised One for whom they had been waiting.[15]
The Qayyúmu’l-Asmá’ is not a “commentary”
in the academic sense of the word,
proceeding as a scholarly treatise in the manner
of the Islamic schools. Rather, as explained
by Islamicist Todd Lawson, in his study of
the Qayyúmu’l-Asmá’, it is unique in that “it
purports to be both a commentary on the
Qur’án and a new Qur’án,” rewriting and
reinterpreting the Qur’án in a way that is
similar to Muḥammad’s reinterpretation of
biblical stories and Christ’s reinterpretation
of Jewish law, as reported in the Gospel of
Matthew.[16] In short, the Qayyúmu’l-Asmá’ is
a new holy book, the first revealed text of a
new revelation. And it was received as one.
Shoghi Effendi, Guardian of the Bahá’í Faith,
observes that “It was this Book which the
Bábís universally regarded, during almost the
entire ministry of the Báb, as the Qur’án of
the people of the Bayán [the Bábís].” Bahá’u’lláh,
the Founder of the Bahá’í Faith, described
it as “‘the first, the greatest, and mightiest’”
of the Báb’s works. When Bahá’u’lláh
first read one of the Báb’s writings (whether
it was the commentary or another tablet is
unclear), He is reported to have recognized
what he read instantly as being divinely inspired.[17]
[Page 30]
Yet even today the Qayyúmu’l-Asmá’
remains virtually unknown in the West, and
only partial translations into English are available.
Structurally, the Qayyúmu’l-Asmá’ is composed of 111 suras (chapters), each one a commentary on a successive verse of the Sura of Joseph in the Qur’án. Each chapter is composed of forty-two verses of rhyming prose. The work is 234 pages long in the oldest available manuscript. Every chapter begins with an invocation of God’s name followed by the relevant verse from the Sura of Joseph in the Qur’án; a series, in all but four chapters, of disconnected letters chosen for their mystical meaning; and the text of the chapter itself—the commentary on a verse from the story of Joseph in the Qur’án. Using language that echoes the style of the Qur’án, the Báb’s work paraphrases the Sura of Joseph and other parts of the Qur’án, altering words and emphases in the Qur’ánic verses in a way that “reveals” the ultimate significance of the Qur’án—its previously hidden allusions to the Báb’s own prophetic mission.[18]
The work has a variety of audiences— Mullá Ḥusayn (in the first instance), the other followers of the Báb, the Shah and his officials, the Muslim divines, and the people of Iran; but its ultimate audience clearly is the peoples of the world. The opening sentence announces that this work has been sent from God through the Báb to “serve as a shining light for all mankind,” making it obvious that from the very moment of His declaration, the Báb perceived Himself to be a universal Manifestation and the Founder of a new religion. In a subsequent sentence He describes the Qayyúmu’l-Asmá’ as “the Path which God hath laid out for all that are in heaven and on earth.” It is, He says, the same truth given to Moses, and He describes it as “the Mother Book,” the same words later used by Bahá’u’lláh to describe the commentary.[19] Because the Báb so boldly enjoins all people to use this work as a spiritual guide and to judge its truth for themselves, it is not difficult to see why the Orthodox Shiah priesthood would have considered it the greatest threat to their own authority.
The literary effect of the Qayyúmu’l-Asmá’ is also unique. As Lawson observes, the Báb is “patently not presenting himself as a systematic theologian,” nor, one might add, as a mere poet.[20] He “saw ‘the best of stories’ as the allegorical account of his own prophecy,” and in the Qayyúmu’l-Asmá’
- the message of the commentary is proclaimed by an invocation of images and symbols, which when combined, paint a kind of annunciation. The absence of any discursive argumentation renders the work more a verbal “painting” or “Carpet,” than a normal expository attempt at adducing proofs in a structured manner for the Báb’s spiritual rank.[21]
Within the Báb’s mystical narrative, references
to the story of Joseph are everywhere,
some direct and obvious, many others subtle,
allusive, and indirect. The effect is that of a
kaleidoscopic motif, present wherever one
turns in reading the Báb’s words, as if the
Qayyúmu’l-Asmá’ were both an analytical
response to and a new creative revelation of
[Page 31]
meanings about the story of Joseph. The Báb
uses verbal echoes that cause His own mission
to resonate with that of earlier Manifestations
and to present entirely new meanings
in episodes within the story. For example, at
one point the Báb refers to Himself and His
words as the same light that was “raised up
from the midst of the Burning Bush.”[22] The
historical allusion is not used merely to lend
authority to His claim; rather, His wording
has the effect of infusing fresh and deeper
metaphorical meaning into an old image: the
Burning Bush (from the story of Moses)
becomes a symbol for the world of being, a
world now infused with the light (the revealed
knowledge) of a new and contemporary
revelation. The boldness of the Báb in
using this reinterpretive technique shows both
the artistic and the conceptual power of the
Báb’s writing.
One of the Báb’s most striking uses of the Joseph story, and one that illustrates His technique, concerns Joseph’s relationship with his brothers. The problem in both the biblical and Qur’anic versions of the story is that the older brothers cannot accept that the younger one would be favored (inspired) over them by God. Nor can the older brothers accept the mystical standard of knowledge given to their younger brother. As the Báb typically does in the commentary, He universalizes the meaning of that filial relationship in the Joseph story and connects it with His own mission. Just as Joseph’s older brothers had challenged his innate knowledge and the station given by his father, so does the Báb predict the future challenges that will be directed at Him and the Manifestation Who will shortly follow Him. The Báb is as Joseph, and all the people are as his brothers, a reality presented as a psychospiritual drama in which the greatest challenge facing the people will be in overcoming their own limited vision to recognize Him in spite of His youth and “unlearned” learning. Since the Báb has been mystically chosen as the Mouthpiece of God, everyone is accountable to God for his or her response to Him.
The Báb’s involvement with the world as
His brothers (echoing the story of Joseph),
and His ascendancy as the Younger Brother
over the older ones through God’s inscrutable
Will, can be found everywhere in the
Qayyúmu’l-Asmá’. Speaking with the Voice
of God in chapter 3, and addressing the
“children of men,” He says, “We, of a truth,
choose the Messengers through the Potency
of Our Word, and We exalt Their offspring,
some over others,” in this case the unlearned
knowledge of the Báb over the learned mullás
and other religious leaders and interpreters.
Here the Báb universalizes that problem so
that all who hear His message should be
warned against acting as Joseph’s brothers did
by denying the Báb’s claim and, therefore,
imposing human standards on the Manifestation.
In chapter 58 He says, “Verily God
hath inspired Thee with divine verses and
wisdom while still a child,” just as Joseph the
child had been inspired. In Chapter 9 He
warns them: “Do not say, ‘How can He speak
of God while in truth His age is no more
than twenty-five?’” In chapter 17, again speaking
in a divine voice, He counsels the “peoples
of the world” to bear allegiance to the Báb,
Whose “knowledge embraceth all things.” In
chapter 21 He cautions the “peoples of the
East and the West” to be “fearful of God
concerning the Cause of the true Joseph and
barter Him not for a paltry price,” as was
done to the “martyred Ḥusayn, Our forefather”
(the third Imam, who was a grandson
of Muḥammad and an ancestor of the Báb).
In chapter 25, an indirect allusion to Joseph’s
[Page 32]
brothers (Muslim divines and others who
would later set out to destroy Him), He asks:
“Are ye wickedly scheming, according to your
selfish fancies, an evil plot against Him Who
is the Most Great Remembrance of God?”
Since each chapter in the Qayyúmu’l-Asmá’
is explicitly a commentary on a specific verse
of the story of Joseph in the Qur’án, any
reference to scheming must refer, however
indirectly, to the similar scheming by the
brothers and other conspirators in the story
of Joseph. It is important to remember that
the Báb was saying this at a time when His
revelation was not yet known to anyone except
the first few of His followers and nearly ten
months before He was attacked by the very
ones who claimed to be the most faithful to
God and the most knowledgeable—the
mullás. In chapter 96, in one of the work’s
most stirring passages, the Báb summons the
peoples to “Become as true brethren in the
one and indivisible religion of God, free from
distinction, for verily God desireth that your
hearts should become mirrors unto your
brethren in the Faith. . . .”[23] As He does so
many times, the Báb universalizes and reinterprets
the Joseph story, reinforcing the point
that He is as Joseph and all the people who
encounter His message are as Joseph’s brothers.
If they can overcome their flawed, prideful
preconceptions and character, they can
attain the unity, love, and peace that came
to Joseph’s brothers at the end of the story
when they recognized Joseph’s true station
and his love and knowledge.
In addition to the motif of Joseph’s relationship with his brothers, the Báb frequently uses another motif—a combination of imagery from the stories of Joseph and Moses to create the impression of a dual revelation or of a revelation with dual aspects. That is, He consistently refers to Himself in terms of Joseph and as a “shining light for all mankind.” But it is the same light “raised up from the midst of the Burning Bush.” In chapter 24 the Báb is “God’s holy Voice proclaimed by this Arabian Youth,” but He has been “entrusted with this Mission from the midst of the Burning Bush.”[24] In chapters 28, 31, and elsewhere the same combination of imagery appears.[25] In fact, in chapter 53, speaking with a divine voice, the Báb says that God’s conversation with Moses from the Burning Bush merely “revealed an infinitesimal glimmer of Thy [the Báb’s] light upon the Mystic Mount. . . .”[26] The effect is to suggest that all revelation is part of a single unified theophanic process but also that an essential spiritual duality exists in the present age— that Moses and Joseph are to be understood in terms of each other. Indeed, in other places the Báb also alludes to the ministry and trials of Muḥammad, the Imam Ḥusayn, and the Hidden Imam in ways that associate their missions with His own as part of a larger, unified divine process.[27]
A third important motif from the story of
Joseph, and one consistent with Shaykhi
doctrines, concerns the Báb’s numerous allusions
to knowledge in its relationship to
Himself and to humanity in general. Just as
Joseph’s knowledge was innate, a power given
to Him by God and expressed through dreams,
so is the Báb’s. Consistently He refers to Himself
as the standard of truth, as a light or a
flame burning within the world of being. But
it is a truth that is hidden or concealed in two
senses: by God’s command until the appropriate
time, and from people in general, until
they exert effort to find it. In one of His most
striking images, the Báb is “God’s holy Voice”
Whom God has empowered to “Unravel . . .
secrets” from an ocean that God has now
caused to be “surging high.” In another
passage, while counseling the Báb to remain
[Page 33]
silent for a while longer, God says that He
has “enabled Thee to truly see in Thy dream
a measure of Our Cause.” This knowledge
can only be gradually unfolded, and it is a
knowledge of “the very secrets of hearts”—
that is, just as Joseph knew his brothers better
than they knew themselves, so does the Báb
know the needs of human hearts in this age.
“O peoples of the world,” the Báb says, His
“knowledge embraceth all things.” The Báb’s
own heart has been “dilated” (opened and
made able to convey knowledge forth from
the spiritual realms). Angels circle around
Him, and His knowledge is as a “dawn.” The
ultimate purpose of His knowledge, as was
Joseph’s, is that people should “Become as
true brethren” and that their “hearts should
become mirrors unto your brethren in the
Faith,” thereby being “guided aright to the
ways of peace.”[28]
These few examples of the imagery that the Báb uses provide but a sampling of the richly various ways in which the story of Joseph and the teachings of the Báb are interwoven in His Qayyúmu’l-Asmá’. The Báb completed the remainder of the lengthy work in forty days during the few months following His declaration of His mission. During this same period seventeen other individuals (including one woman); most of them followers of Shaykhí teachings, declared themselves followers of the Báb and were designated His “Letters of the Living.”[29] Thereafter ensued six tumultuous years in which the Báb’s religion attracted both thousands of followers in Iran and concerted attempts by orthodox ‘ulamá to destroy it and the Báb Himself. On 9 July 1850, in the market square at Tabriz, the Báb was put to death, but His fame and the influence of His teachings continued to spread. The work that is inextricably linked with His declaration of His mission —His Commentary on the Sura of Joseph—continued to inspire new followers. Even more extraordinary is the fact that for all its greatness, the work, and the Báb’s own dramatic ministry, were ultimately the opening episode in a larger theophany in which the story of Joseph continued to figure in a profound way.
The Bahá’í Faith
THE DEATH of the Báb in 1850 was a catastrophic loss that plunged the besieged Bábí community into disarray. The Báb had written and spoken repeatedly of a second Manifestation, cryptically referred to as “He Who shall be made manifest,” Who would emerge shortly after the Báb’s own mission to complete the unique appearance of twin Manifestations in a single age. In the anxious period after the Báb’s death, several Bábís put themselves forward, claiming to be the Promised One, but were quickly rejected when they proved to lack the essential qualities of spiritual eloquence, the ability to unravel mysteries, and the power to unify and revive the grievously wounded Bábí community. With the passage of time it became increasingly clear that the one person among the Bábís Who possessed these qualities was Mírzá Ḥusayn-‘Alí (Who later took the title of Bahá’u’lláh, meaning the Glory of God), the person to Whom the Báb had bequeathed His writing implements and His seal and to whom the Bábís had repeatedly turned for leadership during crises even when the Báb was still alive. But not until 1863, nineteen years after the inception of the Báb’s Faith (thirteen since the Báb’s death), did Bahá’u’lláh feel that the time was appropriate to announce publicly His own station and mission, which He did on 22 April 1863, thereby bringing the Bahá’í Faith into being.[30]
[Page 34]
With the rise of the Bahá’í Faith the story
of Joseph reached its culmination in a way
that is unique in history—as a defining
mystical narrative in two related but independent
religions arising within nineteen years
of each other. Though the Báb was a Manifestation
of God and the founder of a great
religion, He also perceived Himself to be a
forerunner. He wrote tablets addressed humbly
to “Him Who Will Be Made Manifest”
and repeatedly cautioned His followers to
recognize and accept that Figure when He
should appear.[31] Though boldly identifying
Himself with Joseph in the Qayyúmu’l-Asmá’,
the Báb also repeatedly used references to
Moses and the Burning Bush (as discussed
earlier) in ways that made Him appear to be
placing His own Revelation within a larger
theophanic context then unfolding in mysterious
ways.
When Bahá’u’lláh declared His own mission in 1863, His announcement was stupendous in its scope. Not only did He claim to be the One promised by the Báb (the successor to the Báb and an independent Manifestation of God) but, indeed, to be the Promised One of all Ages (that is, the one expected in the millennial traditions of all major religions and the Figure representing the culmination of a great cycle of religions). Bahá’u’lláh refers to Himself as “the Divine Joseph” and, like the Báb, uses that story as one of the metaphors by which He defines His own Mission.[32] The motif recurs in many of His major works.
Comparing Bahá’u’lláh’s use of the story of Joseph with that of the Báb’s shows both the harmony and the nuanced differences between the two dispensations. While the Báb addressed His message to all peoples, much in His writing necessarily focuses on the conflict between Himself as the Standard of Knowledge and the rulers and divines of Islam (with Himself as Joseph and them as the wayward brothers). The writings of Bahá’u’lláh, while addressing these same misguided leaders and, indeed, all the rulers of the earth, are more generally the voice of the later Joseph, the universal teacher Who is speaking to, guiding, and counseling all people as wandering Jacobs searching for the True Joseph. The immediate audience in many of Bahá’u’lláh’s writings is the human heart itself— its condition, its needs, its knowledge of itself (or lack thereof), its ultimate goal as a spiritual entity. Often He writes to a universal audience in terms that are intimate, personal, and loving, offering counsel, guidance, warnings, admonitions, and reassurances. He is the Brother of infinitely greater capacity Who is glimpsed in the Old Testament, filled with compassion for His brothers and determined after His ascendency in Egypt to guide them to reunion in spite of themselves. The world in which people wander is often presented as a desert, and they are portrayed as spiritually parched and mal-nourished in an age of spiritual famine. Their collective experience is the anguish of spiritual separation and, though He refers to them as brothers, the spiritual suffering of individuals is more often likened to the natural grief of Jacob.
Bahá’u’lláh uses metaphors drawn from the
story of Joseph (some explicit, some in the
form of subtle allusions) as ways of expressing
the gravity and meaning of His mission
and its power to revivify the deadened hearts
of modern humanity. In The Kitáb-i-Aqdas,
His book of laws, Bahá’u’lláh describes the
laws and ordinances revealed by a Manifestation
as the greatest source of protection
and order for peoples and says that from
them, if followed, “the sweet-smelling savor
of My garment can be smelled.” One who
[Page 35]
follows His laws out of love for Him will
have “inhaled the divine fragrance of his Best-Beloved
from these words, laden with the
perfume of a grace which no tongue can
describe,” an allusion, according to the note
on the verse in The Kitáb-i-Aqdas, “to the
story of Joseph in the Qur’án and the Old
Testament, in which Joseph’s garment, brought
by his brothers to Jacob, their father, enabled
Jacob to identify his beloved long-lost son.”
In another verse in The Kitáb-i-Aqdas Bahá’u’lláh
refers to “the fragrance of inner meanings
from the traces of this Pen through whose
movement the breezes of God are wafted
over the entire creation. . . .”[33] Associating
Joseph with a fragrance is a frequent theme
in Jewish and subsequent traditions and one
that Bahá’u’lláh’s readers would instantly have
associated with Joseph. Biblical scholar Alan
Jacobs explains that rabbinical commentators
emphasize Joseph’s status as an ideal of humanity,
in which his physical beauty matched
his moral beauty. Moreover, “Talmudists report
that the odor emanating from Joseph’s body
was so fragrant as to overwhelm the exotic
spices carried by the Midianites.”[34] In the
story of Joseph in Genesis the merchants are
carrying spices and balms. In the Qur’án,
Jacob perceives Joseph’s scent just as the
caravan ordered by Joseph to bring his father
to him leaves Egypt.[35] Thus fragrance associated
with Joseph is a metaphor for higher
communication.
In Kitáb-i-Íqán, The Book of Certitude, written to demonstrate the unity of religions and the common mystical symbolism used by the Manifestations, Bahá’u’lláh compares the brothers’ refusal to recognize Joseph to denials made against the Báb and Himself by people attempting to judge the Manifestation by their own limited standard of knowledge.[36] In the same work Bahá’u’lláh cites an Islamic tradition that the Qá’im (the Báb) would reflect four signs—those of Moses, Jesus, Joseph, and Muḥammad: “The sign from Moses, is fear and expectation; from Jesus, that which was spoken of Him; from Joseph, imprisonment and dissimulation; from Muḥammad, the revelation of a Book similar to the Qur’án.”[37] In one selection in Gleanings, a collection of His writings, Bahá’u’lláh, echoing phrasing by the Báb, admonishes those who attack His Cause
- for having bartered away the Divine Joseph for the most paltry of prices. Oh, the misery that resteth upon you, ye that are far astray! Have ye imagined in your hearts that ye possess the power to outstrip Him and His Cause?[38]
In a tablet to Mírzá Muḥammad-Ḥusayn,
a young man known as “the Beloved of
Martyrs,” Bahá’u’lláh describes betrayals by
His own half-brother in terms of the story of
Joseph and, according to Adib Taherzadeh,
author of a four-volume study of the writings
of Bahá’u’lláh, “refers to Himself allegorically
as the One who has been thrown into
a deep well by reason of the envy of those
who had been among his servants.”[39] In His
Epistle to the Son of the Wolf, Bahá’u’lláh, in
much the same way that the Báb associates
His ministry with that of Moses, describes
the mysterious way in which Manifestations
are inspired with references to the Word that
Moses heard coming from the Burning
Bush—a form of knowledge unlike the limited
knowledge of those who opposed Him—
[Page 36]
most frequently the ‘ulamá.[40] Clearly the story
of Joseph is a recurring metaphor in the
writings of Bahá’u’lláh used as one way of
describing aspects of His reality. While specific
references to the Joseph story do not appear
on every page of His writings, Bahá’u’lláh
says that Joseph is one of the four signs
reflected in the promised One. Hence, to
understand Bahá’u’lláh’s station and mission,
it is important to look for both obvious and
subtle references to the story of Joseph, both
of which provide insights into Bahá’u’lláh’s
revelation.
The most sustained references to the story occur in a mystical treatise by Bahá’u’lláh entitled The Seven Valleys, a work long recognized as a masterpiece of spiritual composition, indeed as “the summit of achievement in the realm of mystical composition.” Bahá’u’lláh wrote it before His public declaration of His mission, during the period of His exile in Baghdad and after His return from the mountains of Kurdistan where He had been living as a hermit, having temporarily absented Himself from the Bábí community. Bahá’u’lláh composed it in response to a letter from a Kurdish judge who was “a student of Sufi philosophy” and a seeker, though its ultimate audience is universal.[41]
The Seven Valleys is a classic description of the stages of the soul’s progress as it undertakes a journey seeking reunion with God. As Bahá’u’lláh Himself says, the use of stages or cities or valleys is a frequent metaphor in Persian mystical literature used to describe such a journey.[42] Sufis often used it as part of their belief that the soul could make its way to reunion with God unaided by anything but its own conscience and effort. With immense subtlety and magnificent poetry, Bahá’u’lláh transforms this motif to show how the only true and sure path to God comes from recognizing the Manifestation for the age and following His teachings.[43]
What has not been generally noted is that The Seven Valleys is also a profound meditation on the mystical content of the story of Joseph, which appears to be one of the work’s central metaphors. As an exposition of the hidden meanings of the Joseph story, The Seven Valleys parallels and moves beyond even the Báb’s Qayyúmu’l-Asmá’ in its spiritual originality and insights, thereby completing the two Manifestations’ mystical elucidation of the contemporary significance of the story.
Addressing the Kurdish judge in the Prologue
as “friend” and “My Brother,” and saying
that because He [Bahá’u’lláh] has “inhaled
the pure fragrances of the garment of thy
[the judge’s] love,” Bahá’u’lláh promises to
“reveal” to him “sacred and resplendent tokens
from the planes of glory.” They shall,
He says, “draw thee to a station wherein thou
shalt see nothing in creation save the Face of
thy Beloved One” and that “there shall appear
upon the tablet of thine heart a writing
[Page 37]
of the subtle mysteries; . . . and the bird of
thy soul shall recall the holy sanctuaries of
pre-existence.”[44]
Bahá’u’lláh’s persona here is of a Brother giving a loving gift, but it is also that of a Universal Teacher offering guidance so that in this age “every man may testify, in himself, by himself, in the station of the Manifestation.” In this respect Bahá’u’lláh takes the Joseph story far beyond the Old Testament or the Qur’án, saying, in effect, that not only will He interpret the dreams but—as he eventually does in the Valley of Wonderment —that He will teach every soul a spiritual vocabulary that will enable it to recover its ability to dream, to envision a higher spiritual world.[45] In so doing He takes the spiritual enfranchisement of humankind (and the implications of the Joseph story) to an entirely new level.
References to the story of Joseph become more explicit as the work moves into the valleys themselves in the way that Bahá’u’lláh portrays the universal seeker’s quest. In the first valley, the Valley of Search, the seeker (every heart attempting to return to its spiritual home) seeks “the beauty of the Friend.” The seeker in this valley is as a traveler, wandering in a desert, and is surrounded by other equally lost and disoriented wanderers: “How many a Jacob will he see, hunting after his Joseph?” Though seeking even in the dust, he must cleanse the heart and turn away from imitation if he is “to drink of the honey of reunion with Him.” If persistent and true in his quest, he will inhale “the fragrance of the long-lost Joseph from the heavenly messenger,” and, revivified, step into the Valley of Love.[46]
The landscape of the Valley of Love continues that described in the first valley; it is as a desert of existence, in which the lover is caught between two worlds—the world of the spirit and the world of being—and filled with yearning for “the Friend.” This valley is filled with pain and torments but, “My Brother,” Bahá’u’lláh says, addressing the traveler, “Until thou enter the Egypt of love, thou shalt never come to the Joseph of the Beauty of the Friend.” The seeker cannot escape this valley, Bahá’u’lláh counsels, “until, like Jacob, thou forsake thine outward eyes” and “open the eye of thine inward being” and “commune” with the object of his longing —God through the Manifestation.[47] The Seven Valleys, it bears repeating, is a treatise on how to make one’s way back to God. The longing to do that (and the sense of painfial separation) is like being in an emotional and spiritual desert. Bahá’u’lláh appears to be using the several literal journeys across the desert in the biblical story—notably Jacob’s painful search for Joseph—as a metaphor for every soul’s painful quest for reunion with the Source of truth, the Holy Manifestation Who is the path to God. The struggle of the traveler in the Valley of Love seems to be about giving up (departing from) the love of one thing for another, higher, one. The idea of being caught between two worlds (an opening and closing of different eyes) seems to be a metaphor for two kinds of love and knowledge—the one of this world, the other of the higher world. Egypt, then, becomes a symbol for the landscape of longing, the place where the spiritual traveler (everyone) seeks a higher harmony and understanding (as it was for both Joseph and his family); Jacob’s blindness is given new meaning as a symbol not of infirmity or age or vanity, but of wisdom (as it was for Greek poets and seers).
If the seeking lover persists and the fires
of love burn away “the veils of the satanic
self,” he or she can enter the Valley of Knowledge.
This paradoxical valley, the lengthiest
in the work, subtly alludes to the story of
Joseph. The seeker in this valley is presented
[Page 38]
as standing at the door of a dwelling, a place
of reunion and certitude: “His inner eyes will
open and he will privily converse with his
Beloved; he will set ajar the gate of truth and
piety, and shut the doors of vain imaginings.”[48]
In this valley his perception of the world and
its mysteries has been utterly changed, infused,
as his heart now begins to be with the
divine wisdoms. In another Mosaic symbol,
his certitude is described as an ark, seemingly
an allusion to the ark of the covenant that
the Jews carried with them during their forty
years of wandering in the desert and a symbol
of fidelity to their covenant with God.[49]
Prior agonies and fear remind one of the
terrors that Joseph’s brothers experienced as
they entered his house in Egypt, followed by
a new ability to perceive providential design
behind Joseph’s ordered pursuit and accusations
as they had attempted to leave Egypt.[50]
This valley is also described as “the last plane
of limitation”; beyond it are worlds, now
available, that had been inaccessible even to
Moses:
- Veiled from this was Moses
- Though all strength and light;
- Then thou who hast no wings at all,
- Attempt not flight.[51]
Bahá’u’lláh appears to be saying that an infinitely greater degree of spiritual knowledge is now available than was present in the time of Moses. But He also says, in effect, that the reunited seeker (the human heart) can be taught to see with new eyes, the eyes of Oneness—something that is spiritually revolutionary. Bahá’u’lláh is the divine Joseph not only revealing and interpreting dreams but inviting the traveler into the world of the dream, teaching the recipient how to dream too; He is opening the door to an order of knowledge hitherto inaccessible except to “the Friend”—and “the Loved One”— traditional references to Muḥammad and, by extension, to other Manifestations of God. But the ultimate Friend, of course, is God, attained through recognition (Bahá’u’lláh seems to be saying) of the Manifestation in our own age—as Rúmí’s poem about Moses makes clear. It is important to keep in mind that Bahá’u’lláh is conveying information in veiled terms, since He has not yet declared His own mission. Indeed, the final four valleys of this work are presented not as stages in a search but as explorations of a new world and, beyond it, other worlds. All of this occurs within an immensely subtle fabric of allusion to the story of Joseph, each element of which reveals new meanings in the details of that story.
Having approached the “gate of truth and
piety” in the Valley of Knowledge, the traveler
now steps into the Valley of Unity—“the
sanctuary of the Friend, and shareth as an
intimate the pavilion of the Loved One. He
stretcheth out the hand of truth from the
sleeve of the Absolute; he revealeth the secrets
of power.” In this valley, having been
given new eyes, the traveler is being taught
how to use them, how to look “on all things
with the eye of oneness.”[52] In addition to the
motif of loving reunion, two other motifs in
this valley also seem to evoke the story of
Joseph—allusions to fragrance and to many-colored
objects, both of which evoke the
limitations of the senses (sight and smell),
suggesting the limited perceptions of Joseph’s
brothers and the high perceptions of Jacob.
In cautioning the traveler, Bahá’u’lláh says
that what one sees is determined by the quality
of his or her own vision. Those enclosed
“within the wall of self and passion” see only
“many-colored globes” (symbols for any object
capable of catching and reflecting light),
[Page 39]
just as (one could argue) the brothers of
Joseph could see only the many colors of his
coat rather than the oneness of the light falling
upon the coat. Likewise, “the man sick of a
rheum” cannot smell the “sweet fragrance” of
the Word of God. This valley also expresses
a paradox relating to authority as presented
in the story of Joseph. It describes the human
heart as a “throne” in which, when the traveler
has spiritually prepared it, “the Master of
the house hath appeared,” causing it to be
“ashine with His light.”[53]
Of the final three of the seven valleys, Bahá’u’lláh says that “The tongue faileth in describing” them and “speech falleth short.” Their reality (since it is about meaning) can be properly expressed only if whispered “from heart to heart.” But Bahá’u’lláh does describe them and, in so doing, finishes revealing the inner significance of the Joseph story. The Valley of Contentment is short, differing from the Valley of Unity in that the experience of a transforming vision is intensified, “For on this plane the traveler witnesseth the beauty of the Friend in everything. Even in fire, he seeth the face of the Beloved.”[54]
In the Valley of Wonderment, Bahá’u’lláh focuses on the importance of the dream. If one recalls that the story of Joseph in Genesis is built upon three sets of dreams as higher knowledge—the child Joseph’s dreams of his father and brothers, the dreams of the two prisoners in Egypt, and the Pharaoh’s dreams of famine and plenty—it appears that Bahá’u’lláh is alluding implicitly in this valley to the Joseph story. Addressing the traveler— the Sufi judge—as “Brother,” He describes the nature and importance of the dream as a mode of knowledge and as “One of the created phenomena” in which secrets, wisdoms, and even many worlds are deposited, accessible to everyone, yet freed from space and time. Only people who have entered this valley are capable of comprehending the truths conveyed in those dreams. God has placed the faculty of the dream within people, Bahá’u’lláh says, to protect them from those philosophers who would “deny the mysteries of the life beyond” and who would try to define reality within the narrow limits of their own reason.[55] In so doing, He asserts an important place for the mystical dream as a universal mode of knowledge in a world that wants to disregard it in favor of materialistic and rationalistic ways of investigating reality.
In the Valley of Wonderment, Bahá’u’lláh
makes no explicit references to the Joseph
story, but the content—its focus on the
dream—invites comparison with the uses of
the dream in the Story of Joseph, leading one
to think that Bahá’u’lláh is subtly and indirectly
continuing his allusive reinterpretation
of the spiritual meaning of the Joseph story
as a way of giving spiritual insight to the Sufi
judge. In the Joseph story, whether in Genesis,
the Qur’án, or the Báb’s commentary,
the importance of the motif of dreams is
obvious; Joseph’s ability to interpret his dreams
and those of others is the proof of his spiritual
knowledge and authority. The judge,
who was the first audience of The Seven Valleys,
would have been steeped in the Sufi traditions
of the mystical journey and the mystical
dimension of the Joseph story. For him
the allusions in Bahá’u’lláh’s work would have
been obvious because Bahá’u’lláh had ended
the previous valley by saying that the mystical
traveler would see the beauty of the
Friend in everything. Since He had already
likened the universal traveler to a wandering
Jacob, the Joseph story was already part of
this valley. In addressing the judge (and all
his future audiences) as “Brother” (in other
writings Bahá’u’lláh refers to Himself as “the
divine Joseph”) He appears to be drawing a
connection between himself as Mystical
Dreamer and his readers as potential dreamers,
[Page 40]
who are endowed by God with the capacity
to commune with and learn from the
higher spiritual realm, as guided by the
Manifestation, if only they will abandon their
own limited and error-inducing standards of
knowledge. He is, in effect, teaching them a
new spiritual vocabulary and opening the
door to a higher level or degree of spiritual
awareness than was available to people in
previous ages. Without overtly mentioning
Joseph and the dreams of that story, he is
enacting the same process of spiritual education
as did Joseph to his brothers; but in
this case it is a different and higher standard
of knowledge offered to the entire world-as-family
embodied in the teachings of the new
Manifestation. It is a spiritual enfranchisement
far beyond that offered by Joseph or
any other of the earlier Manifestations. The
effect and the content of the Valley of
Wonderment are, therefore, extraordinary.
Bahá’u’lláh is teaching humanity how to dream
again, ennobling people by teaching them
about their own nature, and how to recognize
and comprehend the meaning of spiritual
dreams. In so doing, He takes the meaning
of the Joseph story to an even higher level
than He has already done.
In the final valley, the Valley of True Poverty and Absolute Nothingness, Bahá’u’lláh guides the traveler to the summit of mystical communion with God. This valley describes a condition in which all “save the Friend” is burned away by the fires of love. Again Bahá’u’lláh quotes Rúmí: “‘Then the qualities of earthly things did Moses burn away.’” But at the heart of this valley is a series of metaphors about time, seasonal change, and bounty giving way to loss that, together with a caution to the traveler, seems clearly to be built on an allusion to the pharaoh’s dreams of the cattle and the ears of corn, which Joseph had interpreted as seven years of plenty followed by seven years of famine. In this valley Bahá’u’lláh likens the years of plenty to the time when the Manifestation walks upon the earth and reveals the verses of God, and “the clouds of spring” rain down “heavenly wisdom . . . on the earth of men’s hearts.” Quoting the Qur’án, He says, “‘no one thing is there, but with Us are its storehouses; and We send it not down but in settled measure.’” But “The other seasons have no share . . . , and barren lands no portion of this favor.” Thus, in the context of our own age, Bahá’u’lláh offers an entirely new interpretation of the real meaning of the pharaoh’s dreams. The seven valleys themselves are like the seven years of bounty, and He cautions the Sufi judge to listen carefully to their full import. Should the judge (and by implication all readers) do so and be obedient to divine law, Bahá’u’lláh says, he (and they) will glimpse and catch the fragrance of an everlasting city. The judge will have come to “the sea of the Life-Bestower”; in ecstasy he will enter a mystic “garden land.” But even this state, Bahá’u’lláh cautions, is but “the first gate of the heart’s citadel, that is, man’s first entrance to the city of the heart.”[56]
[Page 41]
Many readers consider The Seven Valleys to
be the summit of mystical composition of
the kind that describes the stages of the soul’s
journey toward God. But, together with the
Báb’s Qayyúmu’l-Asmá’, it is also a sublime
reinterpretation of the meaning of the story
of Joseph: the mystical journey of the soul
in this luminous and special age toward discovery
of and reunion with the true Joseph,
the Manifestation of God. As such, it also
completes an unfolding series of interpretations
of the story that were collectively more
than seven thousand years in the making.
Conclusion
TRACING the story of Joseph through its life as a recurring mystical narrative within five great religions—Judaism, Christianity, Islam, and the Bábí and Bahá’í Faiths—that span nearly four millennia (and with analogues in other literary and religious tradition) shows it to be one of the most resilient, meaningful stories in the canon of the world’s religious literature. As a symbolic narrative it appears to encapsulate a series of events, originally tragic but ultimately transcendent, that inevitably play themselves out each time a new religion appears in the world. The founders of those religions certainly saw the meaning of the story in that way. In addition, the story’s perpetual appeal also illustrates the common heritage shared by a family of religions, the followers of which all too often dedicate themselves to emphasizing the differences between them but which collectively represent an incrementally unfolding force for good of incalculable worth to humanity. Part of the compelling quality of the story of Joseph is that it describes the eternal process by which the most profound kind of new knowledge comes into the world, simultaneously describing, in story form, its interrelated human, physical, and metaphysical dimensions. In so doing, it dramatizes humankind’s most fundamental dreams, hopes, and beliefs and gives continuing meaning to human history.
- ↑ See Jim Stokes, “The Story of Joseph in Five Religious Traditions,” World Order 28.3 (Spring 1997): 35-46.
- ↑ See Stokes, “Story of Joseph” 45-46.
- ↑ C.E. (of the common era) is an alternative designation equivalent to A.D. (anno Domini, in the year of the Lord). Moojan Momen, An Introduction to Shi‘i Islam: The History and Doctrines of Twelver Shi‘ism (Oxford: George Ronald, 1985) 161-71.
- ↑ Momen, Introduction to Shi‘i Islam 117-18, 185-89.
- ↑ Momen, Introduction to Shi‘i Islam 112-13, 216-19, 222-25. In its attempt to harmonize Islamic texts, deductive reasoning, and intuitive spiritual illumination, the School of Isfahan “drew upon several interrelated strands: the revival of Zoroastrian angelology, Neo-Platonic cosmology; and in particular the metaphysical works of Ibn Sina” as well as gnostic mysticism and the writings of the great Sufi poets Rúmí and Jámí (Momen, Introduction to Shi‘i Islam 217).
- ↑ Momen, Introduction to Shi‘i Islam 225-31; for a discussion of the ministries of Shaykh Aḥmad and Siyyid Kaẓim, see Nabíl-i-A‘ẓam [Muḥammad-i-Zarandí], The Dawn-Breakers: Nabíl’s Narrative of the Early Days of the Bahá’í Revelation, trans. and ed. Shoghi Effendi (Wilmette, Ill.: Bahá’í Publishing Trust, 1970) 1-46, and B. Todd Lawson, “The Qur’án Commentary of Sayyid ‘Alí Muhammad, the Báb,” unpublished diss. (Montreal: Institute of Islamic Studies, McGill U, 1987) esp. chapter 3, “The Shaykhi School,” which summarizes that school and cites numerous useful sources for its study. As summarized by Bahá’í scholar and Islamicist Moojan Momen, in An Introduction to Shi‘i Islam, 226-28, 231, the essential beliefs of the Shaykhí movement (those relevant to this discussion) are: that God’s essence is unknowable but that His Will, as encoded in the Manifestation’s teachings, can be learned through mystical communion with the Imams; that an “intermediary world” (227), “a world of archetypal images” (227), exists “between the physical world and the spiritual world” and is inhabited by the spiritual or subtle body of everyone, including the Hidden Imam who is capable of “initiating the seeker into the divine mysteries”; that the interworld is real (227), “preserving all the richness and diversity of the sensible world but in a spiritual state” (Henri Corbin, “Visionary Dreams,” 406-07, quoted in Lawson, “Qur’án Commentary” 35) and is called “imaginal” because it is accessible only through the “faculty of imagination” (Lawson, “Qur’án Commentary” 35); that Muḥammad’s ascension or night journey was by His spiritual not His physical body and that, similarly, the spirit (rather than the corporeal body) of the Twelfth Imam would return (that is, the Qá’im would return as a new person). Both Shaykh Aḥmad and Siyyid Káẓim asserted that much of their own spiritual understanding had come to them via dreams or visions from that higher world, thereby elevating and reaffirming the status and legitimacy of the dream as a form of knowledge (Lawson, “Qur’án Commentary” 36; Nabíl, Dawn-Breakers 42-45). Moreover, as the year 1844 approached, Siyyid Káẓim stressed that the return of the Hidden Imam was imminent.
- ↑ A. J. Arberry, trans., The Koran Interpreted (New York: Macmillan, 1955) 266.
- ↑ Nabíl, Dawn-Breakers 59.
- ↑ Shoghi Effendi, God Passes By, intro. George Townshend, new ed. (Wilmette, Ill.: Bahá’í Publishing Trust, 1974) 4.
- ↑ For a detailed description of events surrounding the inception of the Bábí Faith, see Nabíl, Dawn-Breakers, chapter 3, “The Declaration of the Báb’s Mission.” The description of the events in the paragraphs below draw on this chapter. For a biography of the Báb, see H. M. Balyuzi, The Báb: The Herald of the Day of Days (Oxford: George Ronald, 1973).
- ↑ Nabíl, Dawn-Breakers, 24-25, 44.
- ↑ Nabíl, Dawn-Breakers, 25-30. For a fuller discussion of Joseph and fragrances, see page 34, column 2, and page 35. I would like to thank Dr. Betty J. Fisher for the observations about this episode.
- ↑ Nabíl, Dawn-Breakers, 47-48.
- ↑ Nabíl, Dawn-Breakers, 51-56.
- ↑ Nabíl, Dawn-Breakers, 59, 61; for another description of this opening episode of the Bábí Dispensation, see Abbas Amanat, Resurrection and Renewal: The Making of the Babi Movement in Iran, 1844-1850 (Ithaca, New York: Cornell UP, 1989) 166-70.
- ↑ Lawson, “Qur’án Commentary” 250; see also Moojan Momen, ed. Selections From the Writings of E. G. Browne on the Bábí and Bahá’í Religions (Oxford: George Ronald, 1987) 210-17.
- ↑ Shoghi Effendi, God Passes By, 23; for another assessment of the Qayyúmu’l-Asmá’, see Amanat, Resurrection and Renewal 201-07. For Bahá’u’lláh’s initial reaction to the Báb’s writings, see Nabíl, Dawn-Breakers 106-07. The Báb had directed Mullá Ḥusayn to share epistles and tablets with those who were receptive. Surely that must have included the commentary, which was consciously modeled on the revelatory style of the Qur’án (Nabíl, Dawn-Breakers 85).
- ↑ Lawson, “Qur’án Commentary” xiv, 262, 273-76, 251.
- ↑ The Báb, Selections from the Writings of the Báb, comp. Research Department of the Universal House of Justice, trans. Habib Taherzadeh et al. (Haifa: Bahá’í World Centre, 1976) 45.
- ↑ Lawson, “Qur’án Commentary” 281.
- ↑ Amanat, Resurrection and Renewal 202; Lawson, “Qur’án Commentary” 281-82.
- ↑ The Báb, Selections 41; see also Stephen N. Lambden, “The Sinaitic Mysteries: Notes on Moses/Sinai Motifs in Bábí and Bahá’í Scripture,” in Studies in Honor of the Late Hasan M. Balyuzi, ed. by Moojan Momen, Studies in the Bábi and Bahá’í Religions, 5 (Los Angeles: Kalimat, 1988) 65-183.
- ↑ The Báb, Selections 45, 64, 47, 48, 49, 51, 56.
- ↑ The Báb, Selections 41, 50.
- ↑ The Báb, Selections 52, 55.
- ↑ The Báb, Selections 72.
- ↑ The Báb, Selections 46, 49, 60.
- ↑ The Báb, Selections 50-51, 48, 49, 50, 56, 61.
- ↑ Nabíl, Dawn-Breakers 67-72.
- ↑ See Shoghi Effendi, God Passes By 28-34; for a biography of Bahá’u’lláh, see H. M. Balyuzi, Bahá’u’lláh: The King of Glory (Oxford: George Ronald, 1980).
- ↑ The Báb, Selections 3-8; Shoghi Effendi, God Passes By 29-31.
- ↑ Bahá’u’lláh, Gleanings from the Writings of Bahá’u’lláh, trans. Shoghi Effendi (Wilmette: Bahá’í Publishing Trust, 1983) 208.
- ↑ Bahá’u’lláh, The Kitáb-i-Aqdas: The Most Holy Book, ps ed. (Wilmette, Ill: Bahá’í Publishing Trust, 1993) ¶4, n1, ¶158.
- ↑ Alan Jacobs, “Joseph the Patriarch,” in A Dictionary of Biblical Tradition in English Literature, ed. D. L. Jeffrey (Grand Rapids, Michigan: Eerdmans, 1992) 415.
- ↑ Gen. 37:25; Arberry, Koran Interpreted 264.
- ↑ Bahá’u’lláh, Kitáb-i-Íqán, 1st ps ed. (Wilmette: Bahá’í Publishing Trust, 1983) 212-14, 254-55.
- ↑ Bahá’u’lláh, Kitáb-i-Íqán 254.
- ↑ Bahá’u’lláh, Gleanings 208.
- ↑ Adib Taherzadeh, The Revelation of Bahá’u’lláh: Mazra’ih & Bahjí 1877-92 (Oxford: George Ronald, 1987) 80-81. See also Shoghi Effendi, God Passes By 163.
- ↑ Bahá’u’lláh, Epistle to the Son of the Wolf, trans. Shoghi Effendi, 1st ps ed. (Wilmette: Bahá’í Publishing Trust, 1988) 41-42.
- ↑ Robert L. Gulick, preface, The Seven Valleys by Bahá’u’lláh (Wilmette: Bahá’í Publishing Trust, 1952) xi-xiii.
- ↑ Bahá’u’lláh, Seven Valleys 4.
- ↑ For discussion of the idea of the path or steps in the mystical journey toward reunion with God in Persian literature and of the history of Sufism, see Annemarie Schimmel, Mystical Dimensions of Islam (Chapel Hill, North Carolina: U of North Carolina P, 1975), especially chapter 3, “The Path”; and Leonard Lewisohn, ed., Classical Persian Sufism: From Its Origins to Rumi (New York: Khaniqahi Nimatullahi, 1993). Schimmel explains in Mystical Dimensions of Islam (98) that the idea of steps or stages in the mystical path or journey toward God is common to every religious tradition and that its origins (and the origins of Sufism) come from the Qur’án and from Muḥammad Himself, Whose knowledge came not from book learning but from mystical communion with God. But the tradition of stages in the journey toward God goes back further—to Neo-Platonism and to the Old Testament (the story of Jacob’s ladder) and even earlier to Babylonian literature. It is central to the great early Persian poets. Throughout The Seven Valleys Bahá’u’lláh cites Persian poets from the eleventh and twelfth centuries.
- ↑ Bahá’u’lláh, Seven Valleys 3, 9, 2-3.
- ↑ Bahá’u’lláh, Seven Valleys 1, 32.
- ↑ Bahá’u’lláh, Seven Valleys 5, 6, 7, 7-8.
- ↑ Bahá’u’lláh, Seven Valleys 8, 9.
- ↑ Bahá’u’lláh, Seven Valleys 11.
- ↑ Bahá’u’lláh, Seven Valleys 12-13.
- ↑ Bahá’u’lláh, Seven Valleys 12-13; Gen. 43:18, 45:5-8.
- ↑ Bahá’u’lláh, Seven Valleys 17. Bahá’u’lláh quotes Jalálu’d-Dín Rúmí, the greatest of the Persian Sufi poets.
- ↑ Bahá’u’lláh, Seven Valleys 11, 17-18.
- ↑ Bahá’u’lláh, Seven Valleys 19, 20, 21-22.
- ↑ Bahá’u’lláh, Seven Valleys 30, 31.
- ↑ Bahá’u’lláh, Seven Valleys 32, 33.
- ↑ Bahá’u’lláh, Seven Valleys 36, 37, 38, 39, 41. Images of food as spiritual sustenance and the Manifestation of God as the Being empowered to distribute that spiritual food recurs in versions of the Joseph story and elsewhere, emphasizing the real meaning of food imagery. Joseph’s brothers come to him during the famine in Canaan (Gen. 42:5, 7-12; see also Amos 8:11). Christ referred to Himself as “the bread of life,” promising that “he that cometh to me shall never hunger” (John 6:35). Other references to spiritual food in the New Testament include Luke 24:13-31, 39-44, and Mark 14:22. The Bahá’í writings stress the metaphorical nature of belief as attendance at a spiritual banquet (See ‘Abdu’l-Bahá, Some Answered Questions, comp. and trans. Laura Clifford Barney, 1st ps ed. (Wilmette, Ill.: Bahá’í Publishing Trust, 1984) 98, and on behalf of Shoghi Effendi, in High Endeavours: Messages to Alaska, comp. National Spiritual Assembly of the Bahá’ís of Alaska (n.p.: National Spiritual Assembly of the Bahá’ís of Alaska, 1976) 69-70. For these references I would like to thank Brent Poirier. The story of Joseph contains a rich array of symbolic imagery, only a fraction of which is discussed in this article.
A Detour on the Path to Prosperity
A REVIEW OF GIUSEPPE ROBIATI’S Faith and World Economy, A Joint Venture: Bahá’í Perspective, TRANS. JULIO SAVI (RECCO, ITALY: GRUPPO EDITORIALE INSIEME, 1991), 176 PAGES WITH INDEX
BY SEN MCGLINN
Copyright © 1998 by Sen McGlinn.
IN Faith and World Economy, A Joint
Venture: Bahá’í Perspective, Giuseppe
Robiati’s stated purpose is to offer a spiritual
approach to the issue of global prosperity
informed by Bahá’í teachings on the subject.
But he brings a materialistic model and socialist
philosophical approach to the book
that some will find at odds with the more
transcendent, optimistic model in the Bahá’í
teachings on the subject. Robiati’s essentially
pessimistic philosophical materialism can be
most readily seen in chapter 5 where he proposes,
for example, a world system of wage
regulation to ensure that work of a given
kind is paid at the same rate the world over,
that “economic differences among states can
be eliminated through proper international
legislation,” that moving manufacturing to
low-wage areas is exploitation and speculation
(and causes unemployment in Europe),
that the laws of supply and demand are
iniquitous and can be replaced. He believes
that multinational corporations “exert a nefarious
influence” and describes capitalists,
speculators, and trusts in terms not far removed
from a conspiracy theory and, in places,
strongly reminiscent of the economic nonsense
propounded by Major Douglas. The
flavor of his argument is unmistakable: This
is 1930s socialism, a mixture of popular
internationalism combined with a hostility
to the workings of the global market, a reliance
on legislative coercion, a distrust (or
worse) of capitalists, and a willingness to interrupt
trade to achieve economic justice,
which is defined as economic equalization.
Robiati decries a modern world in which
“Everything around us is steadily speeding
up, and it is hard for us to understand where
we are going to end up.” He does go on to
show where he thinks humanity should end
up, in a world that is peaceful, united, and
just but also cautious, conservative, and static.
The book does not offer a viable new economic synthesis. Despite this weakness, the book might have contributed something to our understanding of the “joint venture” between faith and economics, as its title promises. However, Robiati views faith and economics as antithetical: “Whenever the rate of material life speeds up, spiritual growth slows down,” an approach that proves singularly unfruitful.
While it may not offer any new synthesis,
Robiati’s approach is coherent as an expression
of his philosophical tenets and a materialist,
even mechanistic, model of the universe.
To begin with the philosophical foundations,
Robiati is a philosophical pessimist.
He shows this in his first two chapters, which
give a thoroughly apocalyptic vision of the
present state of the world: “Inflation continues
to grow, production levels decrease,
unemployment increases, the perils of a
nuclear war lurk closer and closer”; “the
working class is exploited in every corner of
the world”; youth are protesting; cities are
beset with “neurosis, psychosis, solitude, fear,
. . . pollution, . . . heart disease, . . . egotism,
[Page 44]
. . . drug addiction and suicide; “All national
health systems have long been proved inefficient”;
education “has taken everywhere the
wrong direction”, the world’s nations are
clinging to ideas of national autonomy, and
economic development has reached “a dead
end.” The result, according to Robiati, is that
“One feels like withdrawing into one’s home,
locking the door, sitting down and crying
desperately.”
Some of the dark spots Robiati describes, such as international pollution and third world poverty and malnutrition, are real and serious problems. The world he describes is so bleak as to appear unreal to a person from Western Europe but would perhaps be more true to life for someone living in Mogadishu. A truly global vision, however, would also have to include the signs of progress—and there are many—toward a new world order: the new and more humane theories of education and social welfare; the gradual decline in protectionism and nationalism; the internationalization of the world’s economy; progress toward world standards in currencies, weights, and measures; the electronic unification of the world; the spread of democracy and discrediting of racism and communism; the broad theoretical acceptance of the equality of men and women and of the interdependence of capital and labor; and the rapidly increasing importance of institutions and arrangements that supersede the autonomy of the nation-state, such as the regional common markets, the World Bank, and the United Nations.
Robiati’s failure to perceive the positive trends in the world dictates the apocalyptic character of his book. He provides no description of the process of change and development that leads from one world to another. Rather, he describes in stark terms a present disaster and progressive decay with a sparse prescription of how things will be in the new world order as he envisions it, which the reader is left to understand will come about by some miraculous intervention. Yet there cannot be any understanding of the process of change without a recognition of the constructive forces at work in the world and thus of the continuity of the new world order with many aspects of what at present exists.
If one compares the world of the 1990s with that of the 1930s, there are visible and significant changes that accord with the vision of human destiny and potential outlined in the Bahá’í writings. There is every reason to expect that the economy of the new world order will be an organic, adaptive growth from the best principles of economic governance at present acknowledged, if but patchily applied, in the West. What is needed is not the wholesale renunciation of the healthy principles found thus far in favor of some system not yet articulated but rather the application of these principles in a determined and thorough way on a global scale. This, in turn, requires that the world overcome the paralysis of will, the lack of faith in the human race’s capacity to forge its destiny, which has hindered effective action. That is, it is necessary to see into and resolutely reject the philosophical foundation of pessimism: models of human behavior that consider human beings to be bound to follow patterns of animal behavior such as territoriality and aggressiveness or, worse still, models that consider human possibilities to be dictated by physical laws.
The philosophical foundation of Robiati’s
pessimism appears in chapter 3. He believes
that the thermodynamic law that energy and
matter cannot be created or destroyed, as
well as the entropic principle of the tendency
of the physical universe to “run down” to a
sameness that would make further processes
impossible, are directly applicable to human
affairs. The entropy, the loss of usable energy,
is inevitable. Waste can never be fully
recycled, perfect efficiency can never be
achieved, but the decline may be delayed by
[Page 45]
minimizing the loss of energy and limiting
desires and consumption. This is a restatement
in the language of physics of a worldview
that was already ancient before the Greeks
gave it its classical stoic form. Robiati’s stoic
outlook is summed up nicely in the epitaph
with which he closes the book: “The earth
is but a heap of dust, let harmony reign over
it.”
Such a philosophical outlook would appear to fit less than easily with aspects of the Bahá’í Faith such as progressive revelation and the goal of “an ever-advancing civilization.”[1] There is, however, room enough in the Bahá’í Faith for pessimists and optimists. It is unfortunate that an author who is seeking a way out of the present situation should have chosen a model of the universe that focuses entirely on the physical sciences and omits the life sciences, for physical laws cannot offer any way out. According to physical law, every cause must have its effect, which in turn has its effect, and so the course of the universe, from first bang to the final uniform triumph of entropy, is absolutely predestined.
Another model of the universe, in which the factor of Life is included as a countervailing and stronger force, a force directly opposed to entropy, can be suggested. Entropy would have the universe run down to the sameness and stillness of the “heat death.” Life works to the accumulation of ever higher levels of usable energy, to more and more differentiation and the resulting more and more complex forms of interaction and higher levels of action. It is in the life sciences, and not in the physical sciences, that one finds appropriate models and laws to describe the endless miraculous expansion that is the human destiny. The physical world offers cause and effect, determinism, and despair. Indeed, materialism and philosophical pessimism may be regarded as synonymous. The living world transcends this: Life bends the causes to the effects it desires. When a plant takes low-energy, slightly differentiated minerals and water and high-energy, almost randomized, rays from the sun and produces not only itself—a highly differentiated, high-energy, intricately structured organism—but also seeds that miraculously give birth to more and more high-energy organisms that may even evolve to more intricate and differentiated structures, the “Law of Entropy” has been banished to its proper place in the basement of the universe. And if plants and animals can perform these wonders, how much greater must be the capacities of human beings. Robiati proposes an ideal of perfect balance, a low-entropy society focusing its energies on passing on what it has received, “preserved, unaltered, and pure.” An alternative vision of society, in which human possibilities are constantly expanding so that the society undergoes dynamic and positive change, would provide humanity with a greater motivation to deal with present problems and steer that change in the direction it desires.
When mechanistic or thermodynamic laws are applied to economics and combined with a purely material conception of wealth, the results are peculiar. Robiati says that economy is energy. Since energy cannot be created, the economic problem can be reduced to limiting energy use and redistributing wealth equitably. There is more than a small tinge here of the simplistic mechanical models that fatally flawed The Limits to Growth, a report to the Club of Rome in the early 1970s that attempted to extrapolate trends of that time using computer simulations.[2] Wealth clearly does not have this simple relation to matter and energy.
[Page 46]
In the first place the energy cost of material
well-being is constantly being changed
by technological factors. For example, the
development of microchips and other forms
of miniaturization has radically lowered the
energy cost of manufacturing many consumer
items without any corresponding reduction
in the well-being derived from owning them.
The economic cake is thus larger. If one took
the number of radios and stereos owned
around the world today and multiplied it by
the amount of copper in a 1960s radio, it
would be found that the world must, as The
Limits to Growth predicted, be about to run
out of copper.[3] But this has not occurred and
probably never will occur. It is not just that
technology produces ever greater efficiency in
the use of raw materials but also that each
generation of technology focuses on different
materials: silicone and glass have replaced
copper in circuitry, as aluminum replaced
iron, oil replaced coal, coal replaced wood,
and so on. Resource crises can and do occur,
but human beings do not live like frogs, their
needs determined by nature, in one small
pond with strictly limited water and food
resources. Shortages and problems may be
encountered, and there are barriers to progress
that one cannot go over, for there are physical
laws that cannot be changed. But then
one must simply think harder and go around.
The only limits to growth are within.
Moreover, economic well-being does not consist simply of material wealth. Education is an economic activity. So is opera. So is strip mining. While there may be physical limits to the amount of some particular economic activities that the world can sustain, this does not imply a limit to economic activity and human well-being as a whole. It is a notable characteristic of more advanced economies that they shift their consumption patterns from material to nonmaterial consumption, as witnessed, for example, by the steadily rising expenditure on education and health care throughout the world, except for Africa.[4]
The realization that not all economic activity
entails material consumption brings us to
the crux in the application of Bahá’í principles
to economics. Robiati says that “more
than a billion human beings live in conditions
of absolute poverty and malnutrition
. . . this situation will remain unchanged
as long as so called ‘civilized’ countries continue
to consume more then 80% of the
world’s resources each year.” If we were,
indeed, living in a frog pond, the frog eating
all the flies is leaving fewer for the rest. Robiati
does not give any source or substantiation for
his figures, but they appear to refer to 80
percent of the world’s Gross National Product
being produced, and largely consumed,
in the West. I would argue that much of the
Gross National Product relates to nonmaterial
consumption (opera, education) that
cannot be said to reduce the well-being of
those in poorer countries at all. Another part
of the economic activity recorded as Gross
National Product relates to goods produced
substantially with local renewable resources,
such as most food production. This also
cannot be said to reduce the well-being of
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others, although one could well ask whether
rather more of this sort of production might
be shared. Finally, there are goods produced
and consumed in the West using renewable
or nonrenewable resources from poorer nations
and vice versa. I swap you a wristwatch
for a coconut fibre mat: Who is now poorer?
In principle one would have to say that, since
I wanted your mat (raw materials), and you
wanted my watch (manufactured goods), we
must both be richer.
Thus the assertion that the relative wealth of one part of the world is the cause of poverty elsewhere is not tenable. There may be particular trades that do cause poverty— that is to say, instances in which, through ignorance of true costs and values, or through political or economic powerlessness, poorer countries sell their resources too cheaply. This situation, however, is quite different from the assumption that wealth in one place causes poverty elsewhere. That assumption is natural, given the human tendency to compare our own well-being with the situation of those whom we think are richer, happier, or more successful, but it does not stand rational examination.
Rational demonstration may not be sufficient to eradicate the assumption, since it is based more on envy than evidence, and it is easier to change one’s mind than transform one’s character. But the wisdom of religion also teaches that the well-being of one does not reduce the well-being of another. This principle is elegantly stated in Matthew 20:1-16, the parable of the laborers in the vineyard. The metaphor used in the Bahá’í writings is that of a family: the honor or well-being of one member is a cause of rejoicing for all.[5] These are the relations that must characterize the world community—to be combined, of course, with a familial sense of mutual care. When the notion that one person’s wealth causes another’s poverty is banished, the relations between peoples will no longer be based on outrage and envy, on the one hand, and fear and guilt, on the other. When combined with the understanding that the laws of the physical universe do not impose any absolute limits on the total of human wealth and well-being, this will provide a sound foundation for constructive steps forward.
To sum up, Robiati’s Faith and World Economy is deeply pessimistic. The basis of his pessimism is a materialistic model of the universe, and the economic corollary—logically derived from the false premise of materialism —that in a universe of strict limits the wealth of one causes the poverty of another. The paralysis of will that must be overcome if human beings are to take the steps required to put the new economic order into actual and global practice, to achieve prosperity for all of humanity, is due to no small extent on this complex of three interrelated errors: pessimism, materialism, and envy.
- ↑ Bahá’u’lláh, Gleanings from the Writings of Bahá’u’lláh, trans. Shoghi Effendi, 1st ps ed. (Wilmette, Ill.: Bahá’í Publishing Trust, 1983) 215.
- ↑ D. H. Meadows et. al, The Limits to Growth: A Report for the Club of Rome’s Project on the Predicament of Mankind (New York: Universe Books, 1972).
- ↑ In 1972 the report stated that, at the then average rate of growth in consumption, known reserves would be exhausted in 1993. Although the analysis of reserves of nonrenewable resources considers the possibilities of recycling and that reserves may be greater than those now known, it does not consider the possibility that technological change may reduce consumption or shift consumption to other materials (Meadows, Limits to Growth 56, 54-69).
- ↑ In some countries government expenditures on health and education have fallen as a proportion of GNP, but this has generally been more than outweighed by growth in private expenditures. In the United States, for example, private expenditures on health services grew from 7.7 percent of GNP in 1980 to 11.7 percent in 1991. Statistics on government and private expenditures on health and education can be found in the United Nations Statistical Yearbook, 39th issue, New York, 1994.
- ↑ See, for example, ‘Abdu’l-Bahá, The Promulgation of Universal Peace: Talks Delivered by ‘Abdu’l-Bahá during His Visit to the United States and Canada in 1912, comp. Howard MacNutt, 2d ed. (Wilmette, Ill.: Bahá’í Publishing Trust, 1982) 168.
Jogger’s Demise
- All my life, I’ve been running
- And looking back
- To see what’s coming
- Will the past overtake me
- Or Will I make it to the future
- Before the past passes me by
- Halt!
- Tell me,
- Where is today?
—Jennifer A. Sharpe
Copyright © 1998 by Jennifer A. Sharpe
Images
My Senses Love
- See a brilliant rainbow
- Like the one which smiled at Noah
- Centuries ago
- Hear the sound of cascading waves
- Upon the ocean’s shore
- Touch smooth stone, carefully crafted,
- Painstakingly polished
- Taste fruit freshly harvested
- Juicy peaches, succulent strawberries
- Sniff the steam of rain
- After searing heat
—Jennifer A. Sharpe
Copyright © 1998 by Jennifer A. Sharpe
Authors & Artists
MICHAEL BANISTER is Deputy Attorney
General in the Criminal Division of the
California Department of Justice. He holds
a law degree from Golden Gate University
Law School, where he is an adjunct professor.
SEN MCGLINN is a freelance editor who
has pursued biblical studies and theology
at Knox Theological Hall and the Holy
Cross Seminary in Dunedin, New Zealand.
He holds a bachelor’s degree from the
University of Otago, New Zealand. His
interests include theology, literature, and
church and state.
JUDGE JAMES F. NELSON, who holds a law
degree from the Loyola University Law
School, Los Angeles, California, served
for thirty-five years as a lawyer, prosecutor,
and state trial judge in California.
JENNIFER ANN SHARPE, a travel consultant
and a fledgling poet, lives in Zimbabwe.
JIM STOKES is a professor of English at the
University of Wisconsin, Stevens Point. In
1996 the University of Toronto Press
published his Somerset, a two-volume work
including records of early English drama.
In preparation are Lincolnshire, records of
early English drama (also with the University
of Toronto Press) and “The Effects of
the Reformation on Traditional Culture in
Somerset, 1532-1642.” His examination
of the story of Joseph, the first installment
of which appeared in the Spring 1997 issue
of World Order, grew, in part, from teaching
comparative literature and literature
of the ancient world.
ART CREDITS: Cover design by John Solarz, cover photograph, Charlotte Hockings. p. 1, photograph, Steve Garrigues; p. 6, photograph, Steve Garrigues; p. 21, photograph (House of Abbúd, Acre, Israel), Darius Himes; p. 24, photograph, Steve Garrigues; p. 41, photograph, Mark Sadan; p. 42, photograph, Steve Garrigues.